Lana R. Dauterive

PARISH INVESTMENT ADVISORS LLC

Lafayette, LA 70503

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CRD#: 5968578

Professional summary

Lana Roark Dauterive, who also goes by Lana Brianne Roark, Lana Roark, is a registered financial advisor currently at PARISH INVESTMENT ADVISORS LLC located in Lafayette, Louisiana.

Lana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Lana has worked at 5 firms and has passed the Series 66, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lana Brianne Roark | Lana Roark

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lana Roark Dauterive's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2023 - Present

PARISH INVESTMENT ADVISORS LLC

Office #1: 2701 Johnston St Suite 211, Lafayette, LA 70503

RIA

CRD#: 284770

Lafayette, LA

Past

January 23, 2021 - April 13, 2021

FIRST HORIZON ADVISORS, INC.

CRD#: 17117

Lafayette, LA

Past

July 1, 2016 - January 22, 2021

OSAIC INSTITUTIONS, INC.

CRD#: 35371

LAFAYETTE, LA

Past

April 2, 2013 - July 1, 2016

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

LAFAYETTE, LA

Past

March 5, 2013 - April 3, 2013

LPL FINANCIAL LLC

CRD#: 6413

LAFAYETTE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(7/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/5/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/28/2023

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 7/28/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/25/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/4/2013

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/28/2023

General Securities Principal Examination

Current Firm

PARISH INVESTMENT ADVISORS LLC

CRD#: 284770 / SEC#:

Florida

Registered Investment Advisory firm - (11/23/2021 Terminated)

Georgia

Registered Investment Advisory firm - (12/16/2021 Terminated)

Louisiana

Registered Investment Advisory firm - (9/30/2016 Approved)

Texas

Registered Investment Advisory firm - (5/17/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2701 Johnston St Suite 211, Lafayette, LA 70503

Mailing Address

2851 Johnston St Pmb # 553, Lafayette, LA 70503

Phone number

(337) 205-3234

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	279
AUM (Assets Under Management)	$ 75,737,829

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lana R. Dauterive

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lana Roark Dauterive's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST HORIZON ADVISORS, INC.

OSAIC INSTITUTIONS, INC.

ESSEX NATIONAL SECURITIES, LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/5/2023

Series 7TO

Date: 7/28/2023

Series 6TO

Date: 7/28/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/25/2013

Series 6

Date: 3/4/2013

Series 24

Date: 7/28/2023

Current Firm

PARISH INVESTMENT ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PARISH INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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