Thomas C. Turcott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Casey Turcott, who also goes by Casey Turcott, Thomas Turcott, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2011. Thomas had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2021 - October 6, 2023
BLACKRIDGE ASSET MANAGEMENT, LLC
April 16, 2021 - October 6, 2023
PEAK BROKERAGE SERVICES, LLC
November 4, 2013 - March 31, 2021
OSAIC FS, INC.
November 1, 2013 - March 31, 2021
OSAIC FS, INC.
April 25, 2013 - October 22, 2013
PRUCO SECURITIES, LLC.
September 1, 2011 - October 22, 2013
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
BLACKRIDGE ASSET MANAGEMENT, LLC
CRD#: 277085 / SEC#: 801-108114
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLACKRIDGE ASSET MANAGEMENT, LLC
CRD#: 277085 / SEC#: 801-108114
Contact information
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 826 |
| AUM (Assets Under Management) | $ 196,842,156 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
