Thomas Casey Turcott
Professional Summary
Thomas Casey Turcott, who also goes by Casey Turcott, Thomas Turcott, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 2011 - 2023. Thomas had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Casey Turcott, Thomas Turcott
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Contact Information
No current employment
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Years of Experience
15 years in the financial services industry
Current & Past Employments
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Current Firm
AHEARN WEALTH MANAGEMENT | XECUTIVE WEALTH STRATEGIES | VERITAS WEALTH PLANNING LLC | THE FINANCIAL GUYS | TEXAS RETIREMENT HEADQUARTERS; CHAMPION CAPITAL ADVISORS | SNOW WEALTH MANAGEMENT, LLC | HPR WEALTH MANAGEMENT | HORIZON COMPASS WEALTH | GERMACK FINANCIAL | GEIGER INVESTMENTS | GATEWAY WEALTH STRATEGIES | FAITH INVESTMENT SERVICES, LLC | ECKEL FINANCIAL GROUP; RURAL ELECTRIC PLANNING GROUP | DIVERSIFIED FINANCIAL SOLUTIONS | COOK FINANCIAL GROUP | COMMONWEALTH FINANCIAL GROUP, LLC | CIAGLIA FINANCIAL | CHAMPION CAPITAL ADVISORS | BLACKRIDGE ASSET MANAGEMENT, LLC | BLACK LAB FINANCIAL SERVICES | ARTACHE ESTATE PLANNING | APOSTOLOS, LLC
Contact Information
Main Address
1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477Phone Number
(561) 641-5050# of Employees
69SEC notice filing (38 States and Territories)
Registered to provide investment advisory services in 38 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
696AUM (Assets Under Management)
$216,749,434Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Primary Firm SEC Registration
AHEARN WEALTH MANAGEMENT | XECUTIVE WEALTH STRATEGIES | VERITAS WEALTH PLANNING LLC | THE FINANCIAL GUYS | TEXAS RETIREMENT HEADQUARTERS; CHAMPION CAPITAL ADVISORS | SNOW WEALTH MANAGEMENT, LLC | HPR WEALTH MANAGEMENT | HORIZON COMPASS WEALTH | GERMACK FINANCIAL | GEIGER INVESTMENTS | GATEWAY WEALTH STRATEGIES | FAITH INVESTMENT SERVICES, LLC | ECKEL FINANCIAL GROUP; RURAL ELECTRIC PLANNING GROUP | DIVERSIFIED FINANCIAL SOLUTIONS | COOK FINANCIAL GROUP | COMMONWEALTH FINANCIAL GROUP, LLC | CIAGLIA FINANCIAL | CHAMPION CAPITAL ADVISORS | BLACKRIDGE ASSET MANAGEMENT, LLC | BLACK LAB FINANCIAL SERVICES | ARTACHE ESTATE PLANNING | APOSTOLOS, LLC
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2011About the Series 6 examSimilar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
