Adam J. Deutsch

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CRD#: 5968077

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Adam John Deutsch, CFP®, who also goes by Adam Deutsch, was a registered financial professional .

Adam is a previously registered financial professional and started their career in finance in 2011. Adam had worked at 7 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Adam Deutsch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I OWN 5 RENTAL PROPERTIES THAT I BOUGHT IN 2003, 2004, 2005, 2007, AND 2008 THAT ARE FOR LONG-TERM INCOME. I SPEND 2 HOURS A MONTH TOWARDS THESE PROPERTIES AND NO HOURS DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

March 19, 2024 - June 5, 2024

Q3 ADVISORS, LLC

RIA

CRD#: 284220

Rochester, NY

Past

January 4, 2024 - March 19, 2024

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

ROCHESTER, NY

Past

November 28, 2023 - March 19, 2024

MML INVESTORS SERVICES, LLC

CRD#: 10409

ROCHESTER, NY

Past

April 24, 2020 - April 17, 2023

O'KEEFE STEVENS ADVISORY, INC.

RIA

CRD#: 286338

ROCHESTER, NY

Past

May 1, 2019 - April 29, 2020

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

PITTSFORD, NY

Past

June 11, 2013 - April 30, 2019

MUTUAL OF AMERICA SECURITIES LLC

CRD#: 27878

ROCHESTER, NY

Past

June 11, 2013 - April 30, 2019

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

CRD#: 15356

ROCHESTER, NY

Past

October 28, 2011 - May 20, 2013

MORGAN STANLEY

RIA

CRD#: 149777

ROCHESTER, NY

Past

September 29, 2011 - May 20, 2013

MORGAN STANLEY

CRD#: 149777

ROCHESTER, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

Q3 ADVISORS, LLC

CRAIG G WEAR | Q3 ADVISORS, LLC

CRD#: 284220 / SEC#: 801-129519

RIA

Registered Investment Advisory firm - (2/21/2024 Approved)

Arizona

Registered Investment Advisory firm - (4/17/2024 Terminated)

California

Registered Investment Advisory firm - (5/17/2024 Terminated)

Florida

Registered Investment Advisory firm - (4/17/2024 Terminated)

Illinois

Registered Investment Advisory firm - (4/17/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (4/26/2024 Terminated)

Michigan

Registered Investment Advisory firm - (4/30/2024 Terminated)

Minnesota

Registered Investment Advisory firm - (4/22/2024 Terminated)

Tennessee

Registered Investment Advisory firm - (4/17/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/17/2024 Terminated)

Virginia

Registered Investment Advisory firm - (5/9/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/8/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/27/2011

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/18/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/30/2011

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/28/2011

General Securities Representative Examination

Current Firm

Q3 ADVISORS, LLC

CRAIG G WEAR | Q3 ADVISORS, LLC

CRD#: 284220 / SEC#: 801-129519

RIA

Registered Investment Advisory firm - (2/21/2024 Approved)

Arizona

Registered Investment Advisory firm - (4/17/2024 Terminated)

California

Registered Investment Advisory firm - (5/17/2024 Terminated)

Florida

Registered Investment Advisory firm - (4/17/2024 Terminated)

Illinois

Registered Investment Advisory firm - (4/17/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (4/26/2024 Terminated)

Michigan

Registered Investment Advisory firm - (4/30/2024 Terminated)

Minnesota

Registered Investment Advisory firm - (4/22/2024 Terminated)

Tennessee

Registered Investment Advisory firm - (4/17/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/17/2024 Terminated)

Virginia

Registered Investment Advisory firm - (5/9/2024 Terminated)

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Contact information

Main Address

Arvada, CO

Mailing Address

7314 Ralston Rd, Arvada, CO 80002

Phone number

(720) 730-9892

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (11/12/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Adam J. Deutsch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

O'KEEFE STEVENS ADVISORY, INC.

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

MUTUAL OF AMERICA SECURITIES LLC

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

Q3 ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/8/2023

Series 66

Date: 10/27/2011

Series 7TO

Date: 10/18/2023

SIE

Date: 10/1/2018

Series 31

Date: 12/30/2011

Series 7

Date: 9/28/2011

Current Firm

Q3 ADVISORS, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

Q3 ADVISORS, LLC

TRUST BUT VERIFY

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