Halley B. Hamburger
Professional summary
Halley Brook Hamburger, who also goes by Hal Hamburger, Halley Hamburger, Halley Brook Hamburger, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Mandeville, Louisiana.
Halley is registered as a RR (Registered Representative) and started their career in finance in 2011. Halley has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 57TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Halley Brook Hamburger's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 30, 2024 - Present
NYLIFE SECURITIES LLC
Office #1: 830 West Causeway Approach Suite 1100, Mandeville, LA 70471March 21, 2022 - April 18, 2022
NEWBRIDGE SECURITIES CORPORATION
June 10, 2019 - November 27, 2019
T3 TRADING GROUP, LLC
December 12, 2012 - February 26, 2013
AEGIS CAPITAL CORP.
December 7, 2011 - February 16, 2012
INTERNATIONAL ASSETS ADVISORY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/30/2024)
(7/8/2024)
Exams
Series 7TO
Date: 3/19/2022
General Securities Representative ExaminationSeries 57TO
Date: 6/9/2019
Securities Trader ExamFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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