Nathan A. Maciejowski

REDWOOD FINANCIAL NETWORK

SARASOTA, FL

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CRD#: 5967570

Professional summary

Nathan Adam Maciejowski is a registered financial advisor currently at REDWOOD FINANCIAL NETWORK located in Sarasota, Florida and LPL FINANCIAL LLC located in Sarasota, Florida.

Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Nathan has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)6/15/14-REDWOOD FINANCIAL NETWORK/ INVESTMENT-RELATED/ 100%/ SARASOTA,FL/ IA/ WEALTH ADVISOR/ HIS DUTIES WILL BE THAT OF AN IAR (2)6/3/14-LPL FINANCIAL/ INVESTMENT-RELATED/ SARASOTA,FL/ BD & IA/ REGISTERED REPRESENTATIVE/ 20 HRS/MO ALL DURING REGULAR TRADING HOURS/HIS DUTIES WILL BE THAT OF AN RR (3)10/31/2014 - REDWOOD FINANCIAL NETWORK - REGISTERED INVESTMENT ADVISOR HYBRID - SARASOTA, FL

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Adam Maciejowski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2014 - Present

REDWOOD FINANCIAL NETWORK

RIA

CRD#: 157834

SARASOTA, FL

Current

June 11, 2014 - Present

LPL FINANCIAL LLC

Office #2: 30285 Bruce Industrial Pwy #a, Solon, OH 44139

RIA

CRD#: 6413

SARASOTA, FL

Past

April 23, 2013 - September 30, 2014

MACE WEALTH MANAGEMENT, LLC

RIA

CRD#: 167176

SARASOTA, FL

Past

November 1, 2011 - July 17, 2012

MORGAN STANLEY

RIA

CRD#: 149777

SARASOTA, FL

Past

September 30, 2011 - July 17, 2012

MORGAN STANLEY

CRD#: 149777

SARASOTA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REDWOOD FINANCIAL NETWORK

REDWOOD FINANCIAL NETWORK | REDWOOD FINANCIAL NETWORK CORP.

CRD#: 157834 / SEC#: 801-79617

RIA

Registered Investment Advisory firm - (4/28/2014 Approved)

Illinois

Registered Investment Advisory firm - (4/28/2014 Terminated)

Ohio

Registered Investment Advisory firm - (5/16/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/11/2014)

IAR

Florida
(7/22/2014)

North Carolina
(10/11/2016)

IAR

North Carolina
(12/22/2016)

Ohio
(6/12/2014)

IAR

Ohio
(6/25/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/28/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/29/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

REDWOOD FINANCIAL NETWORK

REDWOOD FINANCIAL NETWORK | REDWOOD FINANCIAL NETWORK CORP.

CRD#: 157834 / SEC#: 801-79617

RIA

Registered Investment Advisory firm - (4/28/2014 Approved)

Illinois

Registered Investment Advisory firm - (4/28/2014 Terminated)

Ohio

Registered Investment Advisory firm - (5/16/2014 Terminated)

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Contact information

Main Address

30285 Bruce Industrial Parkway Suite A, Solon, OH 44139

Mailing Address

Phone number

(440) 287-5020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

REDWOOD FINANCIAL NETWORK 2025 ANNUAL FORM ADV PART 2A (3/28/2025)

REDWOOD FINANCIAL NETWORK 2025 ANNUAL FORM ADV PART 2 APPENDIX 1 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	968
AUM (Assets Under Management)	$ 225,966,713

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nathan A. Maciejowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Adam Maciejowski's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

MACE WEALTH MANAGEMENT, LLC

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

REDWOOD FINANCIAL NETWORK

State Registrations and Notice Filings

Exams

Series 66

Date: 10/28/2011

SIE

Date: 10/1/2018

Series 7

Date: 9/29/2011

FINRA

Current Firm

REDWOOD FINANCIAL NETWORK

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REDWOOD FINANCIAL NETWORK

TRUST BUT VERIFY

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