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Daniel M. Flannery
BALANCED ROCK INVESTMENT ADVISORS
Roslindale, MA 02131
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CRD#: 5967382
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Professional summary
Daniel Maclay Flannery, CFA is a registered financial advisor currently at BALANCED ROCK INVESTMENT ADVISORS located in Roslindale, Massachusetts.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Daniel has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Maclay Flannery's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 22, 2011 - Present
BALANCED ROCK INVESTMENT ADVISORS
Office #1: 4238 Washington Street Suite 311, Roslindale, MA 02131RIA
CRD#: 157424
Roslindale, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BR
BALANCED ROCK INVESTMENT ADVISORS
BALANCED ROCK INVESTMENT ADVISORS | BALANCED ROCK INVESTMENTS | BALANCED ROCK INVESTMENT ADVISORS LLC
CRD#: 157424 / SEC#: 801-128479
RIA
Registered Investment Advisory firm - (7/31/2023 Approved)California
Registered Investment Advisory firm - (9/17/2023 Terminated)Louisiana
Registered Investment Advisory firm - (8/22/2023 Terminated)Massachusetts
Registered Investment Advisory firm - (8/18/2023 Terminated)Texas
Registered Investment Advisory firm - (8/18/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/11/2022)
IAR
Louisiana(4/4/2022)
IAR
Massachusetts(9/22/2011)
IAR
Texas(5/20/2020)
Current Firm
BR
BALANCED ROCK INVESTMENT ADVISORS
BALANCED ROCK INVESTMENT ADVISORS | BALANCED ROCK INVESTMENTS | BALANCED ROCK INVESTMENT ADVISORS LLC
CRD#: 157424 / SEC#: 801-128479
RIA
Registered Investment Advisory firm - (7/31/2023 Approved)California
Registered Investment Advisory firm - (9/17/2023 Terminated)Louisiana
Registered Investment Advisory firm - (8/22/2023 Terminated)Massachusetts
Registered Investment Advisory firm - (8/18/2023 Terminated)Texas
Registered Investment Advisory firm - (8/18/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4238 Washington Street Suite 311, Roslindale, MA 02131
Mailing Address
Phone number
(617) 971-8323
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 714 |
| AUM (Assets Under Management) | $ 156,138,283 |
Red Flags
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Company Information
BALANCED ROCK INVESTMENT ADVISORS
CRD#: 157424Roslindale, MA 02131TRUST BUT VERIFY
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