Brett Koeppel
EUDAIMONIA WEALTH
Buffalo, NY 14209
Some features on this profile are disabled
CRD#: 5967372
Professional summary
Brett Koeppel, CFP®, who also goes by Brett A Koeppel, is a registered financial advisor currently at EUDAIMONIA WEALTH located in Buffalo, New York.
Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Brett has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
I grew up in Kenmore and attended Canisius College where I earned a degree in Finance. In addition, I hold the CERTIFIED FINANCIAL PLANNER™ designation—demonstrating my commitment to the highest standards of integrity and professionalism in the industry.
When I’m not building financial plans, you can most often find me at a hockey rink, Bills game, or sampling a flight at a local brewery with my wife, Erin. I currently serve on the board of directors for Habitat for Humanity Buffalo and enjoy staying actively involved in many of the things that make Western New York great.
Question & Answer
What are your service offerings?
Estate Planning
Life Transitions
Comprehensive Financial Planni...
Retirement Income Management
Retirement Planning
Social Security Planning
Investment Planning
Do you have an area of expertise or specialization?
Baby Boomers
Estate & Generational Planning...
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Brett A Koeppel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Financial Planning Association of Western New York; not investment-related; Post Office Box 368, Amherst, NY 14226; financial planning membership organization; Member of the Board of Directors; 1/2023; 1 hour/month devoted; 0 hours/month during securities trading hours; participates on Board of Directors.
CRS (Client Relationship Summary) - RIA
Click below to view Brett Koeppel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
August 26, 2021 - Present
EUDAIMONIA WEALTH
Office #1: 1207 Delaware Avenue Suite 110, Buffalo, NY 14209RIA
CRD#: 305431
Buffalo, NY
Past
June 28, 2012 - September 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
WILLIAMSVILLE, NY
Past
April 27, 2012 - September 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
WILLIAMSVILLE, NY
Past
August 22, 2011 - March 23, 2012
DYNASTY CAPITAL PARTNERS, INC.
BD
CRD#: 122806
BUFFALO, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EUDAIMONIA WEALTH
EUDAIMONIA WEALTH | EUDAIMONIA WEALTH, LLC | EUDAIMONIA WEALTH LLC
CRD#: 305431 / SEC#: 801-132075
RIA
Registered Investment Advisory firm - (3/4/2025 Approved)New York
Registered Investment Advisory firm - (3/23/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(8/26/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
EUDAIMONIA WEALTH
EUDAIMONIA WEALTH | EUDAIMONIA WEALTH, LLC | EUDAIMONIA WEALTH LLC
CRD#: 305431 / SEC#: 801-132075
RIA
Registered Investment Advisory firm - (3/4/2025 Approved)New York
Registered Investment Advisory firm - (3/23/2025 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1207 Delaware Avenue Suite 110, Buffalo, NY 14209
Mailing Address
Phone number
(716) 362-1182
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 90 |
| AUM (Assets Under Management) | $ 28,495,756 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EUDAIMONIA WEALTH
CRD#: 305431Buffalo, NY 14209TRUST BUT VERIFY
Monitor Brett Koeppel
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
