Keith J. Brant
Professional summary
Keith James Brant is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Loveland, Colorado.
Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Keith has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Keith James Brant's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
January 14, 2020 - April 3, 2023
PERSONAL CAPITAL ADVISORS CORPORATION
January 8, 2018 - October 30, 2019
USAA INVESTMENT SERVICES COMPANY
November 9, 2012 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
June 21, 2012 - October 31, 2019
USAA FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/3/2023)
Exams
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
