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JH

Joshua Q. Hawkins

LEVERTY FINANCIAL GROUP
Hudson, WI 54016
Some features on this profile are disabled
CRD#: 5966798
JH

Professional summary

Joshua Quentin Hawkins, CFP®, who also goes by Joshua Q Hawkins, is a registered financial advisor currently at LEVERTY FINANCIAL GROUP, LLC located in Hudson, Wisconsin.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Joshua has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Joshua Q Hawkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 8/2011 INDEPENDENT LICENSED INSURANCE; INVESTMENT RELATED; LIFE, ACC & HEALTH, VA, VLI 2) LFG TAX, LLC; 01/2024; NON-INVESTMENT RELATED; 201 2ND STREET SOUTH, HUDSON, WI 54016; CO-OWNER; TAX SERVICES; TAX PREPARATIONS AND FILINGS; 5 HOURS/ MONTH; 0 HOURS DURING TRADING HOURS. 3) LFG RISK SERVICES, LLC; 09/2020; INVESTMENT RELATED; 201 2ND STREET SOUTH, HUDSON, WI 54016; ASSOCIATE; CO-OWNER; AFFILIATED INSURANCE AGENCY; IMPLEMENT RISK AND INSURANCE STRATEGIES; 1 HOUR/ MONTH; 0 HOURS OUTSIDE TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Quentin Hawkins's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2016

Experience

Current

September 16, 2020 - Present

LEVERTY FINANCIAL GROUP, LLC

Office #1: 201 2nd Street South, Hudson, WI 54016
RIA
CRD#: 310258
Hudson, WI
Past

August 8, 2013 - September 16, 2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
HUDSON, WI
Past

November 8, 2011 - September 16, 2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
HUDSON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LEVERTY FINANCIAL GROUP, LLC
AXELHELM CAPITAL MANAGEMENT | LEVERTY FINANCIAL GROUP, LLC | KEENE WEALTH MANAGEMENT | AXELHELM CAPITAL MANAGEMENT, LLC

CRD#: 310258 / SEC#: 801-119342

RIA
Registered Investment Advisory firm - (8/27/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(8/26/2025)
IAR
Wisconsin
(9/16/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/6/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/6/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/6/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/7/2011
Investment Company Products/Variable Contracts Representative Examination

Current Firm

LF
LEVERTY FINANCIAL GROUP, LLC
AXELHELM CAPITAL MANAGEMENT | LEVERTY FINANCIAL GROUP, LLC | KEENE WEALTH MANAGEMENT | AXELHELM CAPITAL MANAGEMENT, LLC

CRD#: 310258 / SEC#: 801-119342

RIA
Registered Investment Advisory firm - (8/27/2020 Approved)
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Contact information

Main Address
201 2nd Street South, Hudson, WI 54016
Mailing Address
Phone number
(715) 377-2080
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LEVERTY FINANCIAL GROUP, LLC ADV BROCHURE (10/16/2025)

Regulatory assets under management

Total Number of Accounts2,397
AUM (Assets Under Management)$ 567,398,554

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEVERTY FINANCIAL GROUP, LLC

CRD#: 310258Hudson, WI 54016

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