EP
Emily M. Poole
CREDIT UNION INVESTMENT SERVICES
Southport, NC 28461
Some features on this profile are disabled
CRD#: 5966684
EP
Professional summary
Emily Monroe Poole is a registered financial advisor currently at CREDIT UNION INVESTMENT SERVICES located in Southport, North Carolina and SECU BROKERAGE SERVICES located in Southport, North Carolina.
Emily is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Emily has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL ADVISORY SERVICES SPECIALIST. START DATE: 3/2007. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. TEAM POOLE, LLC FOR RENTAL PROPERTY NOTED BELOW. ADDRESS: 5138 WATERSIDE CR. SHERRILS FORD, NC 28673. TITLE: PROPERTY OWNER AND MANAGER. START DATE: 5/2013. DUTIES: INTERVIEW POTENTIAL RENTERS, RENOVATE PROPERTY. Property address included in LLC are 5952 Burnhurst Ln., Denver, NC 28037 & 5397 Hope Rd., Vale, NC 28168. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: AUGUST, 2013. TITLE: TRUST REP. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 10/2014. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Emily Poole vacation rental property. Investment Related. Address: 116 NE 34th Street, Oak Island, NC 28465. Nature: rental property. Title: Owner. Start date: March 4, 2022. Devote approximately 5 hours per month to other business, none during securities trading hours. Duties: Maintain property, manage weekly bookings.
CRS (Client Relationship Summary) - RIA
Click below to view Emily Monroe Poole's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 23, 2012 - Present
CREDIT UNION INVESTMENT SERVICES
Office #1: 5190 Eason St, Southport, NC 28461RIA
CRD#: 144871
Southport, NC
Current
September 15, 2011 - Present
SECU BROKERAGE SERVICES
Office #1: 5190 Eason Street, Southport, NC 28461Office #2: 2375 Ocean Hwy W, Supply, NC 28462BD
CRD#: 19899
Southport, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(11/14/2011)
IAR
North Carolina(3/23/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/15/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CU
CREDIT UNION INVESTMENT SERVICES
CREDIT UNION INVESTMENT SERVICES | CREDIT UNION INVESTMENT SERVICES, INC.
CRD#: 144871 / SEC#:
North Carolina
Registered Investment Advisory firm - (9/5/2007 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
801 Hillsborough Street 3rd Floor, Raleigh, NC 27603
Mailing Address
Po Box 26807, Raleigh, NC 27611
Phone number
(800) 451-5467
Established
Firm type
Fiscal year end
# of Employees
258
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 110,960 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CREDIT UNION INVESTMENT SERVICES
CRD#: 144871Southport, NC 28461TRUST BUT VERIFY
Monitor Emily Poole
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
