Matthew R. Williams

REFINED WEALTH MANAGEMENT

Salt Lake City, UT 84102

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CRD#: 5966543

Professional summary

Matthew Robert Williams, CFP® is a registered financial advisor currently at REFINED WEALTH MANAGEMENT located in Salt Lake City, Utah.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Matthew has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE: ACCIDENT AND HEALTH, LIFE, AND VARIABLE CONTRACTS. THE SALE OF THESE PRODUCTS ACCOUNTS FOR APPROXIMATELY 1% OF HIS TIME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Robert Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

July 28, 2021 - Present

REFINED WEALTH MANAGEMENT

Office #1: 515 South 1000 East Suite L2, Salt Lake City, UT 84102

RIA

CRD#: 169563

Salt Lake City, UT

Past

January 14, 2014 - March 15, 2021

REFINED WEALTH MANAGEMENT

RIA

CRD#: 169563

SALT LAKE CITY, UT

Past

January 8, 2014 - February 28, 2014

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

SALT LAKE CITY, UT

Past

September 26, 2012 - January 14, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SALT LAKE CITY, UT

Past

September 19, 2012 - January 14, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SALT LAKE CITY, UT

Past

May 7, 2012 - August 31, 2012

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REFINED WEALTH MANAGEMENT

CRD#: 169563 / SEC#: 801-120529

RIA

Registered Investment Advisory firm - (3/12/2021 Approved)

Nevada

Registered Investment Advisory firm - (12/17/2015 Terminated)

Utah

Registered Investment Advisory firm - (3/15/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(7/28/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/25/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/6/2012

General Securities Representative Examination

Current Firm

REFINED WEALTH MANAGEMENT

CRD#: 169563 / SEC#: 801-120529

RIA

Registered Investment Advisory firm - (3/12/2021 Approved)

Nevada

Registered Investment Advisory firm - (12/17/2015 Terminated)

Utah

Registered Investment Advisory firm - (3/15/2021 Terminated)

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Contact information

Main Address

515 South 1000 East Suite L2, Salt Lake City, UT 84102

Mailing Address

Phone number

(385) 351-0200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	1,125
AUM (Assets Under Management)	$ 188,743,323

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew R. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Robert Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

REFINED WEALTH MANAGEMENT

REFINED WEALTH MANAGEMENT

PRIVATE CLIENT SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Primary Firm SEC Registration

REFINED WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 9/25/2012

Series 7

Date: 5/6/2012

Current Firm

REFINED WEALTH MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REFINED WEALTH MANAGEMENT

TRUST BUT VERIFY

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