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ZG

Zachary M. Grossman

DRW EXECUTION SERVICES
Chicago, IL 60661
Some features on this profile are disabled
CRD#: 5966420
ZG

Professional summary

Zachary Micah Grossman, who also goes by Zachary Grossman, is a registered financial professional currently at DRW EXECUTION SERVICES, LLC located in Chicago, Illinois and DRW SECURITIES, L.L.C. located in Chicago, Illinois.

Zachary is registered as a RR (Registered Representative) and started their career in finance in 2012. Zachary has worked at 3 firms and has passed the SIE and Series 99TO exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Zachary Grossman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Zachary Micah Grossman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 28, 2023 - Present

DRW EXECUTION SERVICES, LLC

Office #1: 540 W. Madison St. Suite 2500, Chicago, IL 60661
BD
CRD#: 290408
Chicago, IL
Current

July 19, 2025 - Present

DRW SECURITIES, L.L.C.

Office #1: 540 West Madison Street Suite 2500, Chicago, IL 60661
BD
CRD#: 45908
Chicago, IL
Past

May 7, 2021 - February 26, 2023

DRW EXECUTION SERVICES, LLC

BD
CRD#: 290408
CHICAGO, IL
Past

May 18, 2012 - July 20, 2012

G-BAR LIMITED PARTNERSHIP

BD
CRD#: 34179
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 5/7/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 3/16/2021
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm

DS
DRW SECURITIES, L.L.C.
DRW SECURITIES, L.L.C.

CRD#: 45908 / SEC#: , 8-51241

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
540 West Madison Street Suite 2500, Chicago, IL 60661
Mailing Address
540 West Madison Street Suite 2500, Chicago, IL 60661
Phone number
(312) 542-1000
Established
Illinois since 01/07/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DRW HOLDINGS, LLCMEMBER
ARMOUR II, ROBERT WILLIAMCHIEF COMPLIANCE OFFICER4447215
CALDWELL, CHRISTOPHER ROBERTDIRECTOR OF BROKER DEALER COMPLIANCE4182335
CALIXTO, CHRIZITACHIEF FINANCIAL OFFICER6564070
DRW ASSOCIATES LLCMEMBER
DRW MANAGEMENT, LLCMANAGER
FOWLER, SCOTT ALANFINOP, COO, PFO, POO3004363
GARCHIK, ADAM TODDCEO2967638

Disclosures

Regulatory Event9

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DRW SECURITIES, L.L.C.

CRD#: 45908Chicago, IL 60661

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