Daniel Patterson
STRATEGIC ADVISERS LLC | Financial Consultant
BROOMFIELD, CO
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CRD#: 5966402
Professional summary
Daniel Patterson, CFP®, who also goes by Daniel Peck Patterson, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Broomfield, Colorado and FIDELITY BROKERAGE SERVICES LLC located in Denver, Colorado.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Daniel has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
As a Financial Consultant, I partner with individuals and families to help them build, implement and maintain a financial plan so that they are able to focus on what they enjoy doing most.
Question & Answer
What are your service offerings?
Insurance Planning
Investment Planning
Comprehensive Financial Planni...
Retirement Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Daniel Peck Patterson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Patterson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Education
University of Colorado
Bachelor of Business Administration - Finance
2011
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 101 University Blvd Suite 100 And 300, Denver, CO 80206-4631RIA
CRD#: 104555
BROOMFIELD, CO
Current
January 22, 2016 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 101 University Blvd Suite 100 220 And 300, Denver, CO, 80206-4631BD
CRD#: 7784
DENVER, CO
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BROOMFIELD, CO
Past
February 1, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
CAMBRIDGE, MA
Past
January 14, 2013 - January 12, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BOSTON, MA
Past
January 14, 2013 - January 12, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BOSTON, MA
Past
September 7, 2012 - January 11, 2013
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
NEW LONDON, CT
Past
June 8, 2012 - January 11, 2013
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
NEW LONDON, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/2/2020)
RR
Arkansas(5/30/2025)
RR
California(9/29/2023)
RR
Colorado(5/31/2019)
IAR
Colorado(3/31/2025)
RR
Florida(1/22/2016)
RR
Georgia(10/9/2020)
RR
Illinois(8/27/2025)
RR
Indiana(5/20/2024)
RR
Kansas(9/9/2022)
RR
Louisiana(5/31/2023)
RR
Massachusetts(12/22/2022)
RR
Michigan(3/29/2021)
RR
Minnesota(1/30/2024)
RR
Montana(10/24/2023)
RR
Nebraska(10/9/2020)
RR
Nevada(2/15/2022)
RR
New Jersey(7/2/2025)
RR
New Mexico(4/9/2021)
RR
New York(9/8/2022)
RR
North Carolina(2/14/2017)
RR
Oklahoma(6/25/2021)
RR
South Carolina(10/27/2020)
RR
South Dakota(10/8/2021)
RR
Texas(3/4/2020)
IAR
Texas(3/31/2025)
RR
Utah(6/4/2021)
RR
Virginia(6/26/2020)
RR
Wisconsin(10/17/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Broomfield, COTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
