David M. Mcadams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Michael Mcadams JR., who also goes by David M Mcadams Jr., David M Mcadams, David Michael Mcadams, David Mcadams Jr., David Mcadams, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2011. David had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 79, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2018 - May 7, 2024
AVALON SECURITIES, LTD.
May 11, 2015 - September 23, 2016
INDEPENDENT INVESTMENT BANKERS, CORP.
May 4, 2015 - September 23, 2016
INDEPENDENT INVESTMENT BANKERS, CORP.
August 28, 2012 - May 17, 2013
EQUITABLE ADVISORS, LLC
May 17, 2012 - May 17, 2013
EQUITABLE ADVISORS, LLC
November 2, 2011 - March 15, 2012
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
AVALON SECURITIES, LTD.
CRD#: 30522 / SEC#: , 8-44993
Contact information
Documents
Red Flags
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