Michael A. Turi
UPBEAT WEALTH
New Orleans, LA 70117
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CRD#: 5966157
Professional summary
Michael A Turi, CFP®, who also goes by Mike Turi, is a registered financial advisor currently at UPBEAT WEALTH located in New Orleans, Louisiana.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Michael has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
As an independent, planning-oriented firm acting in a fiduciary capacity, I guarantee that the clients’ best interests come first. And as someone who is passionate about my local community, it is my honor to serve those that are the bedrock of what makes our neighborhoods so special – our innovators, creators, and go-getters that bring us together and push us forward. My goal is to provide them with financial guidance, confidence, and resources so that they can focus on the things that excite and drive them.
Question & Answer
What are your service offerings?
Education Planning
Investment Planning
Small Business Planning
Business Succession Planning
Retirement Planning
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
Business Owners
Entrepreneurs
Fixed Fee (Subscription, Retai...
Real Estate Investments
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
Mike Turi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Real Estate Ownership; Multi-Family; Not Investment Related; Jul 2014/ Multi-Family; Not Investment Related; Jul 2015. Business Ownership; Lambda Ventures, LLC; member; Lessor of Real Estate Investment; New Orleans, LA 70115; Investment Related; Jan 2014; 1 - 9 hours per month; 0 during trading hours/ Royal Property Restoration, LLC; Member; Real Estate Development; New Orleans, LA 70115; Investment Related; Mar 2017; 1 to 9 hours per month; 0 during trading hours/ Homewood Development Group; Manager; Real Estate Development; New Orleans, LA 70115; Investment Related; Oct 2017; 1 to 9 hours per month; 0 during trading hours/ Homewood Real Estate Group; Manager; New Orleans, LA 70115; Investment Related; Mar 2018; 1 to 9 hours per month; 0 during trading hours. Isidore Newman School Lacrosse Coach; New Orleans, LA, Non-Investment Related; 0 hours during trading hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Michael A Turi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
June 1, 2021 - Present
UPBEAT WEALTH
Office #1: 2831 St Claude Ave, New Orleans, LA 70117RIA
CRD#: 314880
New Orleans, LA
Past
June 13, 2014 - May 3, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
METAIRIE, LA
Past
March 27, 2012 - May 3, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
METAIRIE, LA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/29/2024)
IAR
Louisiana(6/1/2021)
IAR
New York(5/17/2024)
IAR
Texas(12/1/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
UPBEAT WEALTH
UPBEAT WEALTH | UPBEAT WEALTH, LLC
CRD#: 314880 / SEC#:
California
Registered Investment Advisory firm - (5/29/2024 Approved)Louisiana
Registered Investment Advisory firm - (6/1/2021 Approved)New York
Registered Investment Advisory firm - (5/17/2024 Approved)Texas
Registered Investment Advisory firm - (11/30/2021 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2831 St Claude Ave, New Orleans, LA 70117
Mailing Address
Phone number
(504) 386-3856
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 61 |
| AUM (Assets Under Management) | $ 4,198,720 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Texas | ERA - Withdrawn | 11/18/2021 |
Red Flags
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Company Information
UPBEAT WEALTH
CRD#: 314880New Orleans, LA 70117TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
