Jerry W. Czin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Wolf Czin was a registered financial advisor .
Jerry is a previously registered financial advisor and started their career in finance in 1970. Jerry had worked at 15 firms and has passed the Series 63, SIE, Series 31, Series 5, Series 1, Series 40 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2013 - June 26, 2015
SEVEN POINTS CAPITAL, LLC
September 5, 2008 - December 31, 2013
KERN, SUSLOW SECURITIES, INC.
November 21, 2007 - September 18, 2008
OPPENHEIMER & CO. INC.
January 2, 2002 - September 18, 2008
OPPENHEIMER & CO. INC.
October 23, 1991 - January 2, 2002
JOSEPHTHAL & CO., INC.
February 23, 1990 - October 18, 1991
JJC SECURITIES CO., INC.
January 2, 1990 - January 31, 1990
HANIFEN, IMHOFF SECURITIES CORP.
October 26, 1989 - January 31, 1990
J. T. MORAN & CO., INC.
October 5, 1988 - June 5, 1989
STUART, COLEMAN & CO., INC.
July 27, 1988 - January 2, 1990
MOORE & SCHLEY, CAMERON & CO.
December 11, 1987 - June 16, 1988
PHILIPS, APPEL & WALDEN, INC.
June 3, 1986 - November 17, 1987
DOMESTIC ARBITRAGE GROUP, INC.
August 4, 1978 - March 3, 1987
NORTHFIELD INVESTMENTS INC.
May 16, 1974 - September 11, 1978
PHILIPS, APPEL & WALDEN, INC.
September 28, 1973 - September 5, 1975
PRESSMAN, FROHLICH & FROST, INC.
December 17, 1971 - December 27, 1973
WINKLER CANTOR POMBOY & CO
September 8, 1970 - January 14, 1972
JII SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/12/1981
Interest Rate Options ExaminationSeries 1
Date: 8/23/1968
Registered Representative ExaminationSeries 40
Date: 6/26/1978
Registered Principal ExaminationCurrent Firm
SEVEN POINTS CAPITAL, LLC
CRD#: 144211 / SEC#: , 8-67644
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
