Jeffrey L. Nelson

SCHWAB WEALTH ADVISORY

San Diego, CA 92130

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CRD#: 5965921

Professional summary

Jeffrey Lloyd Nelson, CFP®, who also goes by Jeff Lloyd Nelson, Jeffrey Lloyd Nelson, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in San Diego, California and CHARLES SCHWAB & CO., INC. located in San Diego, California.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Jeffrey has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Lloyd Nelson | Jeffrey Lloyd Nelson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Lloyd Nelson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

June 23, 2022 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 11988 El Camino Real Suite 350, San Diego, CA 92130

RIA

CRD#: 159035

San Diego, CA

Current

September 12, 2019 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 11988 El Camino Real Suite 550, San Diego, CA 92130

RIA

CRD#: 5393

San Diego, CA

Past

September 13, 2019 - June 23, 2022

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

San Diego, CA

Past

May 14, 2018 - August 14, 2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

NEWPORT BEACH, CA

Past

May 14, 2018 - August 14, 2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

NEWPORT BEACH, CA

Past

December 18, 2014 - November 28, 2017

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

NEWPORT BEACH, CA

Past

December 18, 2014 - November 28, 2017

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

NEWPORT BEACH, CA

Past

October 17, 2011 - December 5, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ANAHEIM, CA

Past

October 3, 2011 - December 5, 2014

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ANAHEIM, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(12/3/2019)

Alaska
(12/3/2019)

Arizona
(9/12/2019)

Arkansas
(2/7/2024)

California
(9/12/2019)

IAR

California
(7/20/2022)

Colorado
(9/12/2019)

Connecticut
(12/3/2019)

Delaware
(2/7/2024)

District of Columbia
(12/3/2019)

Florida
(12/3/2019)

Georgia
(12/3/2019)

Hawaii
(12/3/2019)

Idaho
(12/3/2019)

Illinois
(12/3/2019)

Indiana
(12/3/2019)

Iowa
(12/3/2019)

Kansas
(12/3/2019)

Kentucky
(2/7/2024)

Louisiana
(2/7/2024)

Maine
(12/3/2019)

Maryland
(12/3/2019)

Massachusetts
(12/3/2019)

Michigan
(12/3/2019)

Minnesota
(2/7/2024)

Mississippi
(2/7/2024)

Missouri
(12/3/2019)

Montana
(12/3/2019)

Nebraska
(2/7/2024)

Nevada
(9/12/2019)

New Hampshire
(12/3/2019)

New Jersey
(12/3/2019)

New Mexico
(12/3/2019)

New York
(12/3/2019)

North Carolina
(12/3/2019)

North Dakota
(2/7/2024)

Ohio
(12/3/2019)

Oklahoma
(12/3/2019)

Oregon
(12/3/2019)

Pennsylvania
(12/3/2019)

Puerto Rico
(2/7/2024)

Rhode Island
(2/7/2024)

South Carolina
(12/3/2019)

South Dakota
(2/7/2024)

Tennessee
(2/7/2024)

Texas
(12/3/2019)

IAR

Texas
(6/23/2022)

Utah
(9/12/2019)

Vermont
(12/3/2019)

Virgin Islands
(12/3/2019)

Virginia
(12/3/2019)

Washington
(12/3/2019)

West Virginia
(2/7/2024)

Wisconsin
(12/3/2019)

Wyoming
(12/3/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/13/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/2/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/5/2022

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 11/6/2019

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 9/27/2019

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey L. Nelson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Lloyd Nelson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/13/2011

SIE

Date: 10/1/2018

Series 7

Date: 10/2/2011

Series 24

Date: 1/5/2022

Series 10

Date: 11/6/2019

Series 9

Date: 9/27/2019

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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