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EK

Eliot R. Kalter

KALORAMA CAPITAL
Washington, DC
Some features on this profile are disabled
CRD#: 5965771
EK

Professional summary

Eliot Robert Kalter is a registered financial professional currently at KALORAMA CAPITAL, LLC located in Washington, District Of Columbia.

Eliot is registered as a RR (Registered Representative) and started their career in finance in 2013. Eliot has worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eliot Robert Kalter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 22, 2013 - Present

KALORAMA CAPITAL, LLC

BD
CRD#: 104155
Washington, DC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(4/22/2013)
RR
Maryland
(2/1/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 12/1/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 4/20/2013
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

KC
KALORAMA CAPITAL, LLC
KALORAMA CAPITAL | SMITH, M. (MARTHA) ELIZABETH | KALORAMA CAPITAL, LLC

CRD#: 104155 / SEC#: , 8-52617

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1718 22nd St Nw, Washington, DC 20008
Mailing Address
1718 22nd St Nw, Washington, DC 20008
Phone number
(202) 332-1718
Established
District of Columbia since 07/07/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
AVERY, ELIZABETH SMITHPRINCIPAL, CCO1757864

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KALORAMA CAPITAL, LLC

CRD#: 104155Washington, DC

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