Briana B. Howard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Briana Beth Howard, who also goes by Brian Beth O'sullivan, Briana Beth O'sullivan, Briana Beth Struemph, was a registered financial professional .
Briana is a previously registered financial professional and started their career in finance in 2011. Briana had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2015 - March 31, 2018
MARINER WEALTH ADVISORS
November 3, 2011 - August 1, 2022
MARINER WEALTH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
MARINER WEALTH ADVISORS
CRD#: 170703 / SEC#: 801-79490
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
