LM
Leonid Medved
VALLEY WEALTH MANAGERS
Los Angeles, CA 90013-1050
Some features on this profile are disabled
CRD#: 5965657
LM
Professional summary
Leonid Medved, CPWA® is a registered financial advisor currently at VALLEY WEALTH MANAGERS, INC. located in Los Angeles, California and VALLEY FINANCIAL MANAGEMENT, INC. located in Los Angeles, California.
Leonid is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Leonid has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of outside activity/business: Gideon Hausner Jewish Day School Is the business investment-related: Yes Address of business: 450 San Antonio Rd, Palo Alto, CA 94306 Nature of the other business: Jewish Day School Your position, title, or relationship with the other business: Member of the investment committee. Description of your duties relating to the other business: Part of the committee that develops, implements, and monitors the investments of the school's endowment according to the investment policy. The start date of your relationship: 2/3/23 Approximate number of hours/month you devote to the other business: 2-3 Approximate number of hours you devote to the business during securities trading hours: 0 Is position compensated: No If compensated, expected compensation: 0
CRS (Client Relationship Summary) - RIA
Click below to view Leonid Medved's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 27, 2023 - Present
VALLEY WEALTH MANAGERS, INC.
Office #1: 555 West 5th Street 33rd Floor, Los Angeles, CA 90013-1050RIA
CRD#: 108879
Los Angeles, CA
Current
October 6, 2011 - Present
VALLEY FINANCIAL MANAGEMENT, INC.
Office #1: 555 West 5th Street 33rd Floor, Los Angeles, CA 90013-1050RIA
BD
CRD#: 105387
Los Angeles, CA
Past
November 3, 2011 - July 26, 2023
VALLEY FINANCIAL MANAGEMENT, INC.
RIA
CRD#: 105387
PALO ALTO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VW
VALLEY WEALTH MANAGERS, INC.
HALLMARK CAPITAL MANAGEMENT | VALLEY WEALTH MANAGERS, INC. | NEW CENTURY ASSET MANAGEMENT | HALLMARK CAPITAL MANAGEMENT INC
CRD#: 108879 / SEC#: 801-25461
RIA
Registered Investment Advisory firm - (10/11/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/7/2013)
RR
California(11/3/2011)
IAR
California(7/27/2023)
RR
Colorado(10/9/2020)
RR
Delaware(4/7/2016)
RR
Florida(4/28/2016)
IAR
Florida(10/19/2023)
RR
Georgia(9/21/2018)
RR
Massachusetts(6/6/2013)
RR
Minnesota(3/18/2013)
RR
Nevada(12/4/2012)
RR
New Jersey(11/8/2024)
RR
New Mexico(4/3/2018)
RR
New York(11/3/2011)
RR
South Dakota(3/29/2016)
RR
Texas(11/8/2024)
RR
Utah(3/5/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VW
VALLEY WEALTH MANAGERS, INC.
HALLMARK CAPITAL MANAGEMENT | VALLEY WEALTH MANAGERS, INC. | NEW CENTURY ASSET MANAGEMENT | HALLMARK CAPITAL MANAGEMENT INC
CRD#: 108879 / SEC#: 801-25461
RIA
Registered Investment Advisory firm - (10/11/1985 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
80 East Ridgewood Ave Suite 3, Paramus, NJ 07652
Mailing Address
Phone number
(888) 794-7940
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,957 |
| AUM (Assets Under Management) | $ 2,317,257,859 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 09/07/2023 | ||
| 10/04/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
