Raymond S. Vanderwal
GPS WEALTH STRATEGIES GROUP
Centennial, CO 80112
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CRD#: 5965564
Professional summary
Raymond S Vanderwal, CFP®, who also goes by Raymond Scott Vanderwal, is a registered financial advisor currently at GPS WEALTH STRATEGIES GROUP, LLC located in Centennial, Colorado and LPL FINANCIAL LLC located in Centennial, Colorado.
Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Raymond has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Investment Planning
Estate Planning
Retirement Planning
Tax Planning
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Raymond Scott Vanderwal
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/25/2017 - No Business Name - Investment Related - Home Based - Notary Public - Start Date 10/30/2017 - 1 Hours Per Month/0 During Securities Trading. 2. 6/4/2018 - Arrow Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:06/01/2018 - 40 Hour(s) Per Month/40 Hour(s) During Trading. 3. 09/25/2024 - GPS Wealth Strategies Group - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/06/2024 - 150 Hours Per Month/ 120 Hours During Trading - I provide investment advisory services through GPS Wealth Strategies Group, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Raymond S Vanderwal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
September 9, 2024 - Present
GPS WEALTH STRATEGIES GROUP, LLC
Office #1: 7200 S. Alton Way Suite A-110, Centennial, CO 80112RIA
CRD#: 285507
Centennial, CO
Current
August 31, 2017 - Present
LPL FINANCIAL LLC
Office #1: 7200 S Alton Way Ste B270, Centennial, CO 80112RIA
BD
CRD#: 6413
Centennial, CO
Past
April 22, 2021 - October 28, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
PARKER, CO
Past
March 22, 2021 - September 9, 2024
WESTERN WEALTH MANAGEMENT LLC
RIA
CRD#: 283545
Centennial, CO
Past
August 31, 2017 - April 14, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
PARKER, CO
Past
October 18, 2011 - September 6, 2017
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
PARKER, CO
Past
September 30, 2011 - September 6, 2017
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
PARKER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GPS WEALTH STRATEGIES GROUP, LLC
ARROW WEALTH MANAGEMENT | WILL SAVAGE WEALTH MANAGEMENT | TRUE WEALTH ADVISORS, INC. | MOUNTAIN HIGH WEALTH MANAGEMENT | MONEY & MINDFULNESS | MIKEE OH, YOUR KEY TO RETIREMENT | JOEL D. ANDREWS, LLC. | GPS WEALTH STRATEGIES GROUP, LLC | GORE FINANCIAL MANAGEMENT, INC. | COLUMBINE WEALTH ADVISORS LLC | ASPEN WEALTH MANAGEMENT, INC.
CRD#: 285507 / SEC#: 801-108848
RIA
Registered Investment Advisory firm - (1/3/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(8/31/2017)
IAR
Colorado(9/9/2024)
RR
Iowa(5/22/2025)
RR
North Carolina(8/18/2025)
RR
Texas(8/31/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GPS WEALTH STRATEGIES GROUP, LLC
ARROW WEALTH MANAGEMENT | WILL SAVAGE WEALTH MANAGEMENT | TRUE WEALTH ADVISORS, INC. | MOUNTAIN HIGH WEALTH MANAGEMENT | MONEY & MINDFULNESS | MIKEE OH, YOUR KEY TO RETIREMENT | JOEL D. ANDREWS, LLC. | GPS WEALTH STRATEGIES GROUP, LLC | GORE FINANCIAL MANAGEMENT, INC. | COLUMBINE WEALTH ADVISORS LLC | ASPEN WEALTH MANAGEMENT, INC.
CRD#: 285507 / SEC#: 801-108848
RIA
Registered Investment Advisory firm - (1/3/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6484 South Quebec Street, Centennial, CO 80111
Mailing Address
Phone number
(720) 414-5412
Established
Firm type
Fiscal year end
# of Employees
48
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,385 |
| AUM (Assets Under Management) | $ 1,415,526,316 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GPS WEALTH STRATEGIES GROUP, LLC
CRD#: 285507Centennial, CO 80112TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
