Daniel J. Mercer
Professional summary
Daniel James Mercer, who also goes by Dan Mercer, is a registered financial professional currently at JCC CAPITAL MARKETS, LLC located in Laguna Niguel, California.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2011. Daniel has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel James Mercer's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2023 - Present
JCC CAPITAL MARKETS, LLC
Office #1: 30011 Ivy Glenn Dr #220, Laguna Niguel, CA 92677April 25, 2023 - May 18, 2023
INVICTA CAPITAL LLC
June 1, 2022 - December 14, 2022
MIT ASSOCIATES, LLC
November 9, 2021 - February 22, 2022
EMERSON EQUITY LLC
April 25, 2019 - March 6, 2020
PATRICK CAPITAL MARKETS, LLC
March 6, 2018 - April 25, 2019
NORTHERN LIGHTS DISTRIBUTORS, LLC
August 17, 2011 - October 18, 2017
KBS CAPITAL MARKETS GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/19/2023)
Exams
FINRA
Current Firm
JCC CAPITAL MARKETS, LLC
CRD#: 146776 / SEC#: , 8-67850
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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