Jordan D. Cole

SAGE ADVISORS

Edmonds, WA 98020

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CRD#: 5965525

Professional summary

Jordan Donald Cole, CFA, CFP® is a registered financial advisor currently at SAGE ADVISORS, LLC located in Edmonds, Washington.

Jordan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jordan has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jordan Donald Cole's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

May 28, 2019 - Present

SAGE ADVISORS, LLC

Office #1: 115 2nd Avenue North Suite 200, Edmonds, WA 98020

RIA

CRD#: 301328

Edmonds, WA

Past

August 26, 2011 - December 16, 2019

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

Edmonds, WA

Past

August 22, 2011 - December 16, 2019

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

Edmonds, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGE ADVISORS, LLC

CRD#: 301328 / SEC#: 801-115281

RIA

Registered Investment Advisory firm - (5/13/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(5/28/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/25/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/2011

General Securities Representative Examination

Current Firm

SAGE ADVISORS, LLC

CRD#: 301328 / SEC#: 801-115281

RIA

Registered Investment Advisory firm - (5/13/2019 Approved)

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Contact information

Main Address

115 2nd Avenue North Suite 200, Edmonds, WA 98020

Mailing Address

Phone number

(206) 516-7991

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAGE ADVISORS, LLC - FORM ADV PART 2A (1/3/2025)

Regulatory assets under management

Total Number of Accounts	674
AUM (Assets Under Management)	$ 482,399,894

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jordan D. Cole

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jordan Donald Cole's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAGE ADVISORS, LLC

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

SAGE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/25/2011

SIE

Date: 10/1/2018

Series 7

Date: 8/19/2011

Current Firm

SAGE ADVISORS, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAGE ADVISORS, LLC

TRUST BUT VERIFY

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