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OA

Oluwatosin Adekoya

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CRD#: 5965457
OA

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Oluwatosin Adekoya, who also goes by Tosin Adekoya, was a registered financial professional .

Oluwatosin is a previously registered financial professional and started their career in finance in 2011. Oluwatosin had worked at 4 firms and has passed the Series 63, Series 57TO, Series 86, Series 87, SIE and Series 56 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Tosin Adekoya

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 18, 2022 - October 24, 2023

IMC FINANCIAL MARKETS

BD
CRD#: 104143
CHICAGO, IL
Past

June 6, 2019 - March 24, 2020

BTIG, LLC

BD
CRD#: 122225
CHICAGO, IL
Past

January 23, 2012 - May 2, 2013

QUASAR TRADING, LLC

BD
CRD#: 151974
SAN JUAN, PR
Past

September 14, 2011 - November 3, 2011

SPOT TRADING L.L.C.

BD
CRD#: 47666
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/3/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 2/18/2022
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 56
Date: 9/13/2011
Proprietary Trader Qualification Examination

Current Firm


IF
IMC FINANCIAL MARKETS
HOLLAND TRADING HOUSE LLC | IMC-CHICAGO, LLC | IMC FINANCIAL MARKETS

CRD#: 104143 / SEC#: , 8-52600

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
233 South Wacker Drive #4300, Chicago, IL 60606
Mailing Address
233 South Wacker Drive #4300, Chicago, IL 60606
Phone number
(312) 244-3300
Established
Illinois since 04/27/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
IMC AMERICAS, INC.MEMBER
DOWNEY, JASON EDWARDCCO6080734
HANSEN, CHRISTINE ECEO5679799
HOFFMAN, ADAM MICHAELCOO, CFO, PFO, POO5579229
TAYLOR, LAURA DENISEFINOP7116097

Disclosures


Regulatory Event35

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


IMC FINANCIAL MARKETS

CRD#: 104143

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