Tan M. Phan

TAN WEALTH MANAGEMENT

San Francisco, CA

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CRD#: 5965365

Professional summary

Tan Minh Phan, CFP®, who also goes by Tan Phan, is a registered financial advisor currently at TAN WEALTH MANAGEMENT located in San Francisco, California.

Tan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Tan has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tan Phan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Alameda County~1423 E 20th Street, Oakland, CA 94606~Home Care Provider~N~Home Care Provider~8/2017~109 hrs/mo~0 trading hrs/mo

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tan Minh Phan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

June 20, 2018 - Present

TAN WEALTH MANAGEMENT

RIA

CRD#: 297062

San Francisco, CA

Past

June 30, 2016 - January 19, 2018

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

SAN FRANCISCO, CA

Past

October 28, 2011 - January 19, 2018

PRUCO SECURITIES, LLC.

CRD#: 5685

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/3/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/26/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/19/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/13/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/27/2011

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TAN WEALTH MANAGEMENT

PHAN, TAN | TAN WEALTH MANAGEMENT | PHAN, TAN, MINH (LEGAL NAME) TAN PHAN (PRIMARY BUSINESS NAME) | PHAN, TAN, MINH | PHAN, TAN MINH (LEGAL) TAN WEALTH MANAGEMENT (BUSINESS)

CRD#: 297062 / SEC#:

California

Registered Investment Advisory firm - (6/20/2018 Approved)

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Contact information

Main Address

San Francisco, CA

Mailing Address

Phone number

(415) 779-2778

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Tan M. Phan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tan Minh Phan's CRS (Customer Relationship Summary).

Certified licenses

Experience

TAN WEALTH MANAGEMENT

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/3/2016

Series 63

Date: 11/26/2011

SIE

Date: 1/19/2018

Series 7

Date: 7/13/2016

Series 6

Date: 10/27/2011

Current Firm

TAN WEALTH MANAGEMENT

Contact information

Documents

Red Flags

Company Information

TAN WEALTH MANAGEMENT

TRUST BUT VERIFY

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