Kerry F. Schmidt
Professional summary
Kerry Francis Schmidt, who also goes by Avery Schmidt, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in Denver, Colorado and ROBINHOOD SECURITIES, LLC located in Denver, Colorado.
Kerry is registered as a RR (Registered Representative) and started their career in finance in 2011. Kerry has worked at 5 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 7, Series 6, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kerry Francis Schmidt's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 17, 2020 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 2373 15th St Suite 300, Denver, CO 80202October 5, 2023 - Present
ROBINHOOD SECURITIES, LLC
Office #1: 2373 15th St Suite 300, Denver, CO 80202November 28, 2025 - Present
TRADE-PMR INC.
Office #1: 13945 Evergreen Avenue, Clearwater, FL 33762August 25, 2017 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 16, 2012 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
September 26, 2011 - September 26, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/17/2020)
Exams
Series 57TO
Date: 5/9/2025
Securities Trader ExamFINRA
Current Firm
TRADE-PMR INC.
CRD#: 46350 / SEC#: , 8-51390
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GATOR MERGER SUB II, LLC | SHAREHOLDER | |
| BALDWIN, ROBB WALLER | PRESIDENT & CHIEF EXECUTIVE OFFICER | 1409477 |
| DILBONE, ROBERT POTTER JR | CHIEF REVENUE OFFICER | 5893751 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 3103432 |
| LEGACY, ELIZABETH | CHIEF COMPLIANCE OFFICER | 4368139 |
| QUIRK, STEVEN MARK | DIRECTOR | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | DIRECTOR | 7339479 |
| VICTORIA, RICHARD SCOTT | CHIEF OPERATING OFFICER | 5371275 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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