Robert C. Van Fossan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Charles Van Fossan, who also goes by Robert Charles Vanfossan, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2011. Robert had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2018 - September 18, 2019
VAN FOSSAN PRIVATE WEALTH, LLC
October 17, 2017 - September 17, 2018
HALO SECURITIES, LLC
September 12, 2013 - March 16, 2017
MORGAN STANLEY
August 9, 2013 - March 16, 2017
MORGAN STANLEY
August 30, 2011 - March 28, 2013
GROUP ONE TRADING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 10/31/2011
Proprietary Trader Qualification ExaminationCurrent Firm
VAN FOSSAN PRIVATE WEALTH, LLC
CRD#: 290724 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
