Terence L. Morrissey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terence Landry Morrissey, who also goes by Terence Morrissey, was a registered financial professional .
Terence is a previously registered financial professional and started their career in finance in 2021. Terence had worked at 7 firms and has passed the Series 99TO, Series 7TO, SIE, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2024 - November 10, 2025
HONEY BADGER INVESTMENT SECURITIES, LLC
January 6, 2023 - November 10, 2025
CAPCONNECT+ EMARKETS
February 16, 2022 - November 10, 2025
BG WORLDWIDE SECURITIES, INC.
February 16, 2022 - January 2, 2026
GREAT PACIFIC SECURITIES
November 17, 2021 - November 10, 2025
OPAL SECURITIES, INC.
September 9, 2021 - May 12, 2025
EBISU SECURITIES INC.
July 22, 2021 - November 23, 2021
ALPHALEDGER MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 4/17/2023
Operations Professional ExaminationSeries 7TO
Date: 1/29/2021
General Securities Representative ExaminationCurrent Firm
HONEY BADGER INVESTMENT SECURITIES, LLC
CRD#: 285387 / SEC#: , 8-69838
Contact information
FINRA licenses (11 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEE, JOSEPH JAMES | CEO, MUNI PRINCIPAL, MANAGING MEMBER | 4495616 |
| THE LEE FAMILY TRUST | SHAREHOLDER, MEMBER | |
| LEE, JOSEPH JYH-CHUNG | TRUSTEE OF THE LEE FAMILY TRUST | 6712135 |
| LEE, SOU-LIN HELEN | TRUSTEE OF THE LEE FAMILY TRUST | 6712140 |
| ONESTO, RICHARD ERNEST | FINOP, PFO, POO | 2453096 |
| SWEENEY, BRIAN PATRICK | CCO | 4174087 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
