Brian H. Vendig
MJP WEALTH ADVISORS | President
Farmington, CT 06032
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CRD#: 5964397
Professional summary
Brian Hugh Vendig, AIF® is a registered financial advisor currently at MJP WEALTH ADVISORS located in Farmington, Connecticut and ARETE WEALTH MANAGEMENT, LLC located in Westport, Connecticut.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Brian has worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
What are your service offerings?
Philanthropic services
Trust & estate planning
Financial planning
Institutional consulting
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MJP ASSOCIATES, INC.; INVESTMENT RELATED; REGISTERED INVESTMENT ADVISOR; 790 FARMINGTON AVENUE, FARMINGTON, CT 06032; START DATE 01/01/2012; APPROX HRS MTHLY 120; APPROX SEC HRS 100; PROVIDE INVESTMENT ADVISE TO CLIENTS REGARDING THEIR ASSETS;
2. BRIAN H VENDIG; NOT INVESTMENT RELATED; SOLE PROPRIETORSHIP; OWNER; 790 FARMINGTON AVENUE, FARMINGTON, CT; START DATE 5/01/2012; APPROX HRS MTHLY 10; APPROX SEC HRS 2; SALES OF LIFE, DISABLITY, AND/OR LONG TERM CARE INSURANCE.
3. FAMILY & CHILDREN'S AGENCY
POSITION: EXECUTIVE BOARD OF DIRECTOR:
FAMILY & CHILDREN'S AGENCY IS A LEADING NONPROFIT, 501(C)(3) HUMAN SERVICE ORGANIZATION THAT IS COMMITTED TO INCREASING THE SOCIAL AND EMOTIONAL WELL-BEING OF OUR CLIENTS. WE PROVIDE STRENGTH-BASED, SOLUTION FOCUSED SERVICES THAT RESPOND TO THE INDIVIDUAL NEEDS OF CHILDREN & FAMILIES, YOUTH, ADULTS, AND SENIORS. FAMILY & CHILDREN'S AGENCY SERVES COMMUNITIES WITHIN FAIRFIELD COUNTY AND BEYOND INCLUDING NORWALK, WILTON, WESTPORT, WESTON, DARIEN AND STAMFORD IN CONNECTICUT.
WE HAVE OVER 70 YEARS OF EXPERIENCE AND EXPERTISE IN THE DELIVERY OF HIGH QUALITY HUMAN SERVICES. THIS ACQUIRED SKILL HAS ENABLED US TO RESPOND TO THE CHANGING CIRCUMSTANCES AND NEEDS IN OUR COMMUNITIES AND THE SOCIETY AT LARGE.
INVESTMENT RELATED: NO NUMBER OF HOURS: 2 INVESTMENT RELATED HOURS: 2 START DATE: 03/01/2013
ADDRESS: 9 MOTT AVE, NORWALK CT 06850
DESCRIPTION: SUPPORT VOLUNTEER EVENTS AND FUNDRAISERS FOR THE CHARITY, ATTEND BOARD MEETINGS.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Hugh Vendig's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 12, 2011 - Present
MJP WEALTH ADVISORS
Office #1: 74 Batterson Park Rd Suite 103, Farmington, CT 06032RIA
CRD#: 127654
Farmington, CT
Current
March 29, 2018 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 320 Post Road West Suite 210, Westport, CT 06880Office #2: 74 Batterson Park Road Suite 103, Farmington, CT 06032BD
CRD#: 44856
Westport, CT
Past
September 4, 2015 - April 5, 2017
OSAIC WEALTH, INC.
RIA
CRD#: 23131
FARMINGTON, CT
Past
December 5, 2011 - April 4, 2018
OSAIC WEALTH, INC.
BD
CRD#: 23131
FARMINGTON, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MJP WEALTH ADVISORS
MJP ASSOCIATES, INC. | MJP WEALTH ADVISORS
CRD#: 127654 / SEC#: 801-63389
RIA
Registered Investment Advisory firm - (9/1/2004 Approved)Connecticut
Registered Investment Advisory firm - (9/1/2004 Terminated)Massachusetts
Registered Investment Advisory firm - (7/13/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(3/29/2018)
RR
California(2/2/2022)
RR
Colorado(3/29/2018)
IAR
Connecticut(10/12/2011)
RR
Connecticut(3/29/2018)
RR
Florida(3/29/2018)
RR
Georgia(3/29/2018)
RR
Illinois(3/29/2018)
RR
Maine(3/29/2018)
RR
Maryland(3/29/2018)
RR
Massachusetts(3/29/2018)
RR
Nevada(12/3/2021)
RR
New Hampshire(3/29/2018)
RR
New Jersey(3/29/2018)
RR
New York(3/29/2018)
RR
North Carolina(3/29/2018)
RR
Rhode Island(3/29/2018)
RR
South Carolina(3/29/2018)
IAR
Texas(6/13/2016)
RR
Utah(3/29/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MW
MJP WEALTH ADVISORS
MJP ASSOCIATES, INC. | MJP WEALTH ADVISORS
CRD#: 127654 / SEC#: 801-63389
RIA
Registered Investment Advisory firm - (9/1/2004 Approved)Connecticut
Registered Investment Advisory firm - (9/1/2004 Terminated)Massachusetts
Registered Investment Advisory firm - (7/13/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
74 Batterson Park Rd Suite 103, Farmington, CT 06032
Mailing Address
Phone number
(860) 677-7755
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,804 |
| AUM (Assets Under Management) | $ 1,319,055,891 |
Red Flags
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Company Information
MJP WEALTH ADVISORS
PresidentCRD#: 127654Farmington, CT 06032TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
