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James Dino Livolsi

James D. Livolsi

Wesley Chapel, FL
Some features on this profile are disabled
CRD#: 5964114
James Dino Livolsi
James Dino Livolsi

Professional summary

James Dino Livolsi, CFP®, who also goes by James Livolsi, Jd Livolsi, was a registered financial advisor .

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. James had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Always Fiduciary
Min. Asset: Under $50K

Services Offered

Business Services
Risk Management & Insurance
Education Funding
Financial Planning
Estate & Legacy Planning
Investment Management
Tax Planning
Retirement Planning
Health Care & Long-Term Care Planning

Specializations

Business Exit & Succession Planning

Aliases

James Livolsi | Jd Livolsi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Ownership; Rise Tax Strategies, LLC; Co-owner; Tax Preparation; PO Box 847, , Merrimack, NH, 03054; Not Investment-Related; 01/01/2025; 0 hours per month; 0 during trading hours / RPWM Partners, LLC; Owner; Manage Ameriprise Business; 262 S River Rd, Suite 201, Bedford, NH, 03110; Investment-Related; 04/08/2010; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; RPWM Partners LLC; Financial Advisor - AFA; ; 262 S River Rd Suite 201 Bedford, NH 03110, ,; Investment-Related; 08/19/2013; 60 hours per month; 60 during trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2016

Experience

Current

September 10, 2026 - Present

Wesley Chapel, FL
Past

January 21, 2014 - September 25, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
BEDFORD, NH
Past

August 28, 2013 - September 25, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
BEDFORD, NH
Past

November 22, 2011 - August 20, 2013

OSAIC FS, INC.

BD
CRD#: 3870
CONCORD, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(9/14/2026)
IAR
Texas
(9/10/2026)

Exams

What does exam status mean?
State Security Law Exam
PR
IAR
Series 66
Status Unavailable
Passed: 1/21/2014
Uniform Combined State Law Examination
State Security Law Exam
PR
Series 63
Status Unavailable
Passed: 2/9/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 7
Status Unavailable
Passed: 7/23/2012
General Securities Representative Examination
General Industry/Product Exam
PR
Series 6
Status Unavailable
Passed: 11/20/2011
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
PR
Series 24
Status Unavailable
Passed: 11/27/2012
General Securities Principal Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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