Andrea D. Ashley

BROOKSTONE WEALTH ADVISORS

GADSDEN, AL 35903

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CRD#: 5964080

Professional summary

Andrea Doss Ashley, who also goes by Andrea D Bearden, Andrea Doss Bearden, Andrea Sue Doss, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Gadsden, Alabama.

Andrea is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Andrea has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrea D Bearden | Andrea Doss Bearden | Andrea Sue Doss

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)VARIOUS INSURANCE APPOINTMENTS; NON-SECURITIES; GADSDEN, AL ;INSURANCE;AGENT;9/2011; SELL AND SERVICE PRODUCTS OF VARIOUS INSURANCE COMPANIES 2)ASHLEY FINANCIAL HOLDINGS LLC NON-SECURITIES; GADSDEN, AL; LLC SET UP FOR OFFICE BUILDING 3/2019 NON-SECURITIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrea Doss Ashley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2021 - Present

BROOKSTONE WEALTH ADVISORS, LLC

Office #1: 813 Riverbend Drive, Gadsden, AL 35903

RIA

CRD#: 137658

GADSDEN, AL

Past

March 11, 2013 - September 14, 2021

MWA FINANCIAL SERVICES INC.

CRD#: 112630

Gadsden, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(8/30/2021)

IAR

Florida
(9/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/18/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/27/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 3/26/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/9/2013

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 3/26/2024

Investment Company Products/Variable Contracts Principal Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrea D. Ashley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrea Doss Ashley's CRS (Customer Relationship Summary).

Certified licenses

Experience

MWA FINANCIAL SERVICES INC.

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/18/2021

Series 63

Date: 10/27/2012

Series 6TO

Date: 3/26/2024

SIE

Date: 10/1/2018

Series 6

Date: 3/9/2013

Series 26

Date: 3/26/2024

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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