MB
Matthew B. Brozik
ARKADIOS WEALTH ADVISORS
Mankato, MN 56001
Some features on this profile are disabled
CRD#: 5963665
MB
Professional summary
Matthew Bradley Brozik, AIF®, who also goes by Matthew Brozik, is a registered financial advisor currently at ARKADIOS WEALTH ADVISORS located in Mankato, Minnesota and ARKADIOS CAPITAL located in Mankato, Minnesota.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Matthew has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew Brozik
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Ardent Financial; investment related;1939 Sheridan Court, North Mankato, MN 56003;financial advising;owner;1/1/2015;160 hrs/month;6.5 hrs during trading; financial advising 2)Sole Proprietor-fixed life & long term care; not investment related;196 St. Andrews Drive,Ste 300,Mankato,MN 56001;sole proprietor;owner & producer;1/1/2015;10 hrs/month;5 hrs/month during trading; advise & help clients with fixed & life products 3)Traxler's Hunting Preserve; not investment related;37699 Hunting Preserve Lane, Le Center, MN 56057;hunting guide;10/1/2016;10 hrs/month;5 hrs/month during trading; pheasant hunting guide 4) Kiwanis Club; PO Box 733 Mankato, MN 56002; Not Investment Related; Club Membership; Club member; 03012017; 4 hours per month; 0 hours during trading in; club meetings; 5) Sertoma; PO Box 853 Mankato, MN 56002; Not Investment Related; Club membership; club member; 03012017; 4 hours per month; 0 Hours per trading; Club meetings 6) Educare Foundation; PO Box 241 Mankato, MN 56002; Not investment related; provide grants to Mankato School district #77; Board Member; 09012016; 2 hours per month; 0 hours per trading day; not investment related; Provided grants to Mankato school District #77; 7) Estate & Financial Services; 196 St. Andrews Drive, Suite 300 Mankato, MN 56001; Yes investment related; Financial Advising; owner-partial; 01/01/2015 160 hours per month; 8 hour per trading day; Advising Clients Financially; 8) Greater Mankato Growth; not investment related;3 Civic Center Plaza,#100,Mankato,MN 56001;advancing promoting, supporting business; club member;10/1/2019;2 hrs/month;1 hr during trading; club meetings 9) Junior Achievement; not investment related;210 Lime St, Mankato, MN 56001;education/student organization; club member;4/1/2016;3 hrs/month;1 hr during trading; club meetings/educate students 10) Hockey Radio; not investment related;59346 Madison Ave, Mankato, MN 56001;hockey radio segment; radio personality;10/21/2019;2 hrs/month;.5 hrs during trading; discuss college hockey 11) MN Adult & Teen Challenge; not investment related;740 E. 24th St, Minneapolis, MN 55404;Christian faith-based recovery; board member;2/1/2016;2 hrs/month;1 hr during trading; board/planning meetings 12) Outkast, LLC, Is Not Investment Related, 130 Delaware St., , Lonsdale, MN, 55046, Bass Fishing Lure Making, Minority Shareholder, 9/1/2024,1 hours per month,0 hours per month during trading hours,
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Bradley Brozik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 30, 2021 - Present
ARKADIOS WEALTH ADVISORS
Office #1: 100 Warrant St., Suite 311, Mankato, MN 56001RIA
CRD#: 288863
Mankato, MN
Current
April 30, 2021 - Present
ARKADIOS CAPITAL
Office #1: 100 Warrant St., Suite 311, Mankato, MN 56001BD
CRD#: 282710
Mankato, MN
Past
January 2, 2015 - May 5, 2021
TRIAD ADVISORS LLC
RIA
CRD#: 25803
Mankato, MN
Past
December 19, 2013 - December 31, 2014
DAI WEALTH, LLC
RIA
CRD#: 138938
MANKATO, MN
Past
January 22, 2013 - May 5, 2021
TRIAD ADVISORS LLC
BD
CRD#: 25803
Mankato, MN
Past
August 31, 2011 - January 23, 2013
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MANKATO, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARKADIOS WEALTH ADVISORS
1031 SOLUTIONS | ZIMCO CAPITAL | WHITESTONE WEALTH MANAGEMENT | WHEELER WEALTH | WEBB GARNER | WEALTHSTONE GROUP | WEALTH ARCHITECTS, INC. | TUCKER INVESTMENT COUNSEL | TNT FINANCIAL SERVICES, LLC | THOMPSON/PRATT CAPITAL MANAGEMENT LLC | THE OAK FINANCIAL GROUP | TEXAS REGIONAL BANK | TBAER WEALTH MANAGEMENT | STRIVE FINANCIAL | STEWARDSHIP WEALTH MANAGEMENT | SR BROWN FINANCIAL SERVICES | SOUTHPARK CAPITAL | SINCLAIR FINANCIAL | SHEPPARD MOSHER WEALTH MANAGEMENT | SELECT WEALTH ADVISORS LLC | SECURA WEALTH MANAGEMENT | RUSSELL TOTAL WEALTH AND WELLNESS | RIVERTAN FINANCIAL | REVOLUTION X | RESOURCE INVESTMENT ARCHITECTS | RBG CAPITAL | RANGER WEALTH | PROXIMITY FINANCIAL PARTNERS | PRESERVATION SPECIALISTS, LLC | PIEDMONT WEALTH PARTNERS | PERSONAL PORTFOLIOS | PERCH WEALTH | PEAK RETIREMENT GROUP | PARRY FINANCIAL ADVISORS | OAK FINANCIAL ADVISORS | NGC GLOBAL WEALTH MANAGEMENT | MOORE INVESTED | MONARCH CAPITAL ADVISORS | MCFARLIN CAPITAL, LLC | MATRIX WEALTH MANAGEMENT | KLESTINSKI RAPP MARMITT INVESTMENT COUNSEL | KINSHIP WEALTH PARTNERS | KG WEALTH | KEYSTONE CAPITAL PARTNERS GROUP | INTEGRITY FINANCIAL | HOLOS INTEGRATED WEALTH | HERITAGE PENSION ADVISORS | HARVEST WEALTH ADVISORS | GULF COAST WEALTH MANAGEMENT | GREGG LENTZ & ASSOCIATES | G.L. SMITH AND ASSOCIATES | FOUNDATION FINANCIAL GROUP | FORESIGHT FINANCIAL PARTNERS | EXCLUSIVE FINANCIAL RESOURCES | EXCLUSIVE ADVISORS LLC | EAST PACES GROUP | DOWNEAST PRIVATE WEALTH | CREATIVE CAPITAL WEALTH MANAGEMENT | CORBET CAPITAL | CLOVER CAPITAL PARTNERS | BOB BURKE FINANCIAL SERVICES | BLUECHIP WEALTH ADVISORS | BERG FINANCIALS | BANDER WEALTH MANAGEMENT | ARKADIOS WEALTH ADVISORS LLC | ARKADIOS WEALTH ADVISORS | AKERS FINANCIAL GROUP | AIM ADVISERS
CRD#: 288863 / SEC#: 801-110833
RIA
Registered Investment Advisory firm - (7/17/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(10/10/2022)
RR
Florida(8/29/2022)
RR
Iowa(1/2/2024)
RR
Minnesota(4/30/2021)
IAR
Minnesota(4/30/2021)
RR
North Carolina(8/29/2022)
RR
South Dakota(8/19/2024)
RR
Wisconsin(5/11/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ARKADIOS WEALTH ADVISORS
1031 SOLUTIONS | ZIMCO CAPITAL | WHITESTONE WEALTH MANAGEMENT | WHEELER WEALTH | WEBB GARNER | WEALTHSTONE GROUP | WEALTH ARCHITECTS, INC. | TUCKER INVESTMENT COUNSEL | TNT FINANCIAL SERVICES, LLC | THOMPSON/PRATT CAPITAL MANAGEMENT LLC | THE OAK FINANCIAL GROUP | TEXAS REGIONAL BANK | TBAER WEALTH MANAGEMENT | STRIVE FINANCIAL | STEWARDSHIP WEALTH MANAGEMENT | SR BROWN FINANCIAL SERVICES | SOUTHPARK CAPITAL | SINCLAIR FINANCIAL | SHEPPARD MOSHER WEALTH MANAGEMENT | SELECT WEALTH ADVISORS LLC | SECURA WEALTH MANAGEMENT | RUSSELL TOTAL WEALTH AND WELLNESS | RIVERTAN FINANCIAL | REVOLUTION X | RESOURCE INVESTMENT ARCHITECTS | RBG CAPITAL | RANGER WEALTH | PROXIMITY FINANCIAL PARTNERS | PRESERVATION SPECIALISTS, LLC | PIEDMONT WEALTH PARTNERS | PERSONAL PORTFOLIOS | PERCH WEALTH | PEAK RETIREMENT GROUP | PARRY FINANCIAL ADVISORS | OAK FINANCIAL ADVISORS | NGC GLOBAL WEALTH MANAGEMENT | MOORE INVESTED | MONARCH CAPITAL ADVISORS | MCFARLIN CAPITAL, LLC | MATRIX WEALTH MANAGEMENT | KLESTINSKI RAPP MARMITT INVESTMENT COUNSEL | KINSHIP WEALTH PARTNERS | KG WEALTH | KEYSTONE CAPITAL PARTNERS GROUP | INTEGRITY FINANCIAL | HOLOS INTEGRATED WEALTH | HERITAGE PENSION ADVISORS | HARVEST WEALTH ADVISORS | GULF COAST WEALTH MANAGEMENT | GREGG LENTZ & ASSOCIATES | G.L. SMITH AND ASSOCIATES | FOUNDATION FINANCIAL GROUP | FORESIGHT FINANCIAL PARTNERS | EXCLUSIVE FINANCIAL RESOURCES | EXCLUSIVE ADVISORS LLC | EAST PACES GROUP | DOWNEAST PRIVATE WEALTH | CREATIVE CAPITAL WEALTH MANAGEMENT | CORBET CAPITAL | CLOVER CAPITAL PARTNERS | BOB BURKE FINANCIAL SERVICES | BLUECHIP WEALTH ADVISORS | BERG FINANCIALS | BANDER WEALTH MANAGEMENT | ARKADIOS WEALTH ADVISORS LLC | ARKADIOS WEALTH ADVISORS | AKERS FINANCIAL GROUP | AIM ADVISERS
CRD#: 288863 / SEC#: 801-110833
RIA
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Contact information
Main Address
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305
Mailing Address
Phone number
(404) 445-0035
Established
Firm type
Fiscal year end
# of Employees
188
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,091 |
| AUM (Assets Under Management) | $ 3,856,398,203 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
