HK
Heath A. Kaydo
THRIVENT INVESTMENT MANAGEMENT
Allison Park, PA 15101
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CRD#: 5963457
HK
Professional summary
Heath Alexander Kaydo, who also goes by Heath A Kaydo, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Allison Park, Pennsylvania.
Heath is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Heath has worked at 1 firm and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Heath A Kaydo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AL'S BIKE DRIVE POSITION: Board Member NATURE: Al's Bike Drive is a charity. It has been in existence for seven year but has just become an approved not-for-profit throught the IRS.We raise money through donations and then purchase bicycles that are directly donated to the Marine's Toys for Tots Program. Al Todd serves as the director for this program. There is no compensation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 01/29/2018 ADDRESS: 1736 Ferguson Rd STE 200, Allison Park PA 15101, United States DESCRIPTION: As Borad Member I help coordinate the actual bike drive event, where we pick up the bikes with volunteers at the local Wal-Mart and then transport them to the country club where we then give them to the Marines.
CRS (Client Relationship Summary) - RIA
Click below to view Heath Alexander Kaydo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Heath Alexander Kaydo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 14, 2019 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1736 Ferguson Rd, Allison Park, PA 15101Office #3: 2790 Mosside Boulevard, Monroeville, PA 15146Office #4: 2723 S.o.m. Center Rd, Willoughby Hills, OH 44094RIA
BD
CRD#: 18387
Allison Park, PA
Current
October 28, 2011 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1736 Ferguson Rd, Allison Park, PA 15101Office #2: 2790 Mosside Boulevard, Monroeville, PA 15146Office #3: 2723 S.o.m. Center Rd, Willoughby Hills, OH 44094RIA
BD
CRD#: 18387
Allison Park, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(6/12/2025)
RR
Florida(8/21/2014)
RR
Maryland(6/12/2025)
RR
Michigan(6/12/2025)
RR
Missouri(10/29/2024)
RR
New Jersey(6/12/2025)
RR
North Carolina(6/12/2025)
RR
Ohio(11/17/2011)
IAR
Ohio(3/6/2024)
RR
Pennsylvania(12/21/2011)
IAR
Pennsylvania(8/14/2019)
RR
South Carolina(6/12/2025)
RR
Tennessee(6/12/2025)
RR
Virginia(5/16/2024)
RR
West Virginia(5/22/2012)
RR
Wisconsin(6/17/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/18/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
