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TF

Timothy W. Fox

SHAREGAIN SECURITIES
London, EC1N 8JS
Some features on this profile are disabled
CRD#: 5963305
TF

Professional summary

Timothy William Fox, who also goes by Tim William Fox, is a registered financial professional currently at SHAREGAIN SECURITIES INC. .

Timothy is registered as a RR (Registered Representative) and started their career in finance in 2011. Timothy has worked at 2 firms and has passed the Series 63, Series 7TO, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tim William Fox

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy William Fox's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 14, 2023 - Present

SHAREGAIN SECURITIES INC.

Office #1: Johnson Building 77 Hatton Garden, London, EC1N 8JS
BD
CRD#: 318555
London,
Past

August 26, 2011 - June 14, 2013

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/17/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 10/12/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/23/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 9/9/2011
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 8/25/2011
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SHAREGAIN SECURITIES INC.
SHAREGAIN SECURITIES INC | SHAREGAIN SECURITIES INC.

CRD#: 318555 / SEC#: , 8-70867

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
60 Broad Street Suite 2511, New York, NY 10004
Mailing Address
60 Broad Street Suite 2511, New York, NY 10004
Phone number
(917) 602-8147
Established
Delaware since 11/01/2021
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SHAREGAIN (US) INC.SOLE SHAREHOLDER
ASIMOVIC, REISAGENERAL MANAGER7785368
GEORGE, THOMAS KEITHFINOP/POO/PFO5378303
INGVARSDOTTIR, ALENACHIEF COMPLIANCE OFFICER7854007

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SHAREGAIN SECURITIES INC.

CRD#: 318555London, EC1N 8JS

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