Benjamin P. Bouchard
Professional summary
Benjamin Paul Bouchard, who also goes by Benjamin P Bouchard, Ben Bouchard, Benjamin Bouchard, is a registered financial professional currently at SYMETRA SECURITIES, INC. located in Snoqualmie, Washington.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2011. Benjamin has worked at 7 firms and has passed the Series 63, Series 65, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Paul Bouchard's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2026 - Present
SYMETRA SECURITIES, INC.
November 16, 2023 - March 3, 2026
ALT FUND DISTRIBUTORS LLC
December 21, 2020 - September 24, 2021
FISHER INVESTMENTS
August 24, 2017 - October 7, 2020
TRANSAMERICA CAPITAL, LLC
June 19, 2012 - August 17, 2017
VOYA INVESTMENT MANAGEMENT CO. LLC
June 19, 2012 - August 17, 2017
VOYA INVESTMENTS DISTRIBUTOR, LLC
October 10, 2011 - June 14, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 19, 2011 - June 14, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/2/2026)
(4/2/2026)
Exams
Series 7TO
Date: 10/31/2023
General Securities Representative ExaminationFINRA
Current Firm
SYMETRA SECURITIES, INC.
CRD#: 739 / SEC#: , 8-13470
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYMETRA FINANCIAL CORPORATION | OWNER | |
| BALKOVETZ, CHANTEL LEE | DIRECTOR | 2490011 |
| DIMITRI, DAVID MICHAEL | SECRETARY | 4806001 |
| DOW, SHANEN LYNN | ASSISTANT TREASURER, VICE PRESIDENT | 7676848 |
| ELLIS, COURTNEY LYNN | CHIEF OPERATING OFFICER | 5460601 |
| FARRELL, ANDREW MICHAEL | PRESIDENT, DIRECTOR | 4463467 |
| HANSON, COLLEEN | ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL, TREASURER, CHIEF FINANCIAL OFFICER | 7271134 |
| MURPHY, COLLEEN MARY | DIRECTOR | 4842602 |
| NORBERG, KRISTIN ROUST | VICE PRESIDENT | 7033021 |
| OBERDECK, ANDREW A | ASSISTANT SECRETARY | 8015633 |
| OTTO, JOSEPHINE R | ASSISTANT SECRETARY | 8015301 |
| RABIN, KEVIN WILLIAM | DIRECTOR | 7033042 |
| SANDERS, BARBARA ANN | CHIEF COMPLIANCE OFFICER | 2206030 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
