Aleksey A. Zykov
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aleksey Andreevich Zykov, who also goes by Alex Andreevich Zykov, Alexei Andreevich Zykov, was a registered financial professional .
Aleksey is a previously registered financial professional and started their career in finance in 2011. Aleksey had worked at 5 firms and has passed the Series 63, SIE, Series 62 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2024 - July 10, 2025
FINALIS SECURITIES LLC
January 5, 2021 - July 15, 2024
GT SECURITIES, INC.
March 5, 2020 - December 22, 2020
OPENDEAL BROKER LLC
July 17, 2014 - February 5, 2020
STEPHENS
September 12, 2011 - July 17, 2014
JEFFERIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 9/2/2015
Corporate Securities Limited Representative ExaminationCurrent Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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