Carlos F. Lemos
Professional summary
Carlos Felipe Lemos, who also goes by Felipe Lemos, is a registered financial advisor currently at KAWA CAPITAL MANAGEMENT, INC. located in Hallandale Beach, Florida.
Carlos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Carlos has worked at 2 firms and has passed the Series 65, Series 99TO, Series 7TO, SIE and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carlos Felipe Lemos's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 15, 2012 - Present
KAWA CAPITAL MANAGEMENT, INC.
Office #1: 1010 South Federal Highway Suite 2900, Hallandale Beach, FL 33009July 15, 2021 - February 22, 2022
KAWA SECURITIES LLC
Primary Firm SEC Registration
KAWA CAPITAL MANAGEMENT, INC.
CRD#: 157780 / SEC#: 801-72771
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/7/2022)
(2/15/2012)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 7/15/2021
General Securities Representative ExaminationCurrent Firm
KAWA CAPITAL MANAGEMENT, INC.
CRD#: 157780 / SEC#: 801-72771
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 62 |
| AUM (Assets Under Management) | $ 3,015,309,475 |
Red Flags
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Company Information
KAWA CAPITAL MANAGEMENT, INC.
CRD#: 157780Hallandale Beach, FL 33009TRUST BUT VERIFY
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