Jamieson Alexander Ward
Professional Summary
Jamieson Alexander Ward, who also goes by James Ward, is a registered financial advisor currently at JEFFERIES LLC located in Houston, Texas. Jamieson is registered as a RR (Registered Representative) and started their career in finance in 2011. Jamieson has worked at 4 firms and has passed the Series 63, Series 66, Series 87, Series 7 and Series 38 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James Ward
Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
Years of Experience
15 years in the financial services industry
Current & Past Employments
Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
Current Firm
JEFFERIES & COMPANY, INC. | JEFFERIES LLC
Contact Information
Main Address
520 Madison Avenue, New York, NY 10022Mailing Address
520 Madison Avenue 16th Floor, New York, NY 10022Phone Number
(212) 284-2300Established
Delaware since 03/01/2013Firm Type
Limited Liability CompanyFiscal Year End
NovemberFirm Size
LargeFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JEFFERIES FINANCIAL GROUP INC | DIRECT OWNER | — |
| CAGNO, MARK LAWRENCE | GLOBAL CONTROLLER, MANAGING DIRECTOR | 2510148 |
| FISCELLA, MICHAEL EUGENE | GLOBAL HEAD OF OPERATIONS, MANAGING DIRECTOR | 2490187 |
| FORLENZA, PETER CHARLES | GLOBAL HEAD OF EQUITIES, MANAGING DIRECTOR | 2366985 |
| FRIEDMAN, BRIAN PAUL | DIRECTOR AND CHAIRMAN, EXECUTIVE COMMITTEE | 1298550 |
| HANDLER, RICHARD BRIAN | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR | 1563245 |
| LARSON, MATTHEW SCOTT | EXECUTIVE VICE PRESIDENT AND CFO/ PRINCIPAL FINANCIAL OFFICER | 2605152 |
| SCORAN, LAURI A | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | 2060170 |
| SHARP, MICHAEL JAMES | GENERAL COUNSEL, SECRETARY, EXECUTIVE VICE PRESIDENT | 1013864 |
| STACCONI, JOHN FRANCO | TREASURER | 1814227 |
Disclosures
Regulatory Event
134Arbitration
4Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(8/19/2024)
(8/16/2024)
(8/19/2024)
(8/19/2024)
(7/23/2024)
(8/19/2024)
(7/24/2024)
(8/19/2024)
(7/25/2024)
(7/24/2024)
(7/25/2024)
(8/19/2024)
(7/23/2024)
(8/19/2024)
(8/19/2024)
(7/24/2024)
(7/23/2024)
(8/20/2024)
(8/19/2024)
(7/24/2024)
(8/19/2024)
(7/24/2024)
(8/19/2024)
(8/20/2024)
(8/19/2024)
(7/25/2024)
(8/19/2024)
(7/24/2024)
(8/19/2024)
(7/24/2024)
(8/19/2024)
(8/19/2024)
(8/19/2024)
(8/19/2024)
(8/19/2024)
(7/23/2024)
(8/19/2024)
(8/16/2024)
(7/24/2024)
(8/6/2024)
(8/13/2024)
(8/19/2024)
(8/19/2024)
(8/16/2024)
(7/23/2024)
(7/25/2024)
(8/19/2024)
(7/26/2024)
(8/20/2024)
(8/16/2024)
(8/19/2024)
(7/24/2024)
(7/25/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Apr 2014About the Series 87 examSeries 38 — Canada Module of the General Securities Registered Representative (Without Options Questions)
Passed Oct 2011SRO Registrations
SRO Registrations
SRO Registrations
Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
CRS (Client Relationship Summary) - BD
Click below to view Jamieson Alexander Ward's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
