Michael J. Cowen
Professional summary
Michael James Cowen is a registered financial professional currently at KPMG CORPORATE FINANCE LLC located in Los Angeles, California.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2013. Michael has worked at 1 firm and has passed the Series 63, Series 82TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael James Cowen's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2022 - Present
KPMG CORPORATE FINANCE LLC
Office #1: 550 South Hope Street Suite 1500, Los Angeles, CA 90071-2629August 12, 2020 - October 14, 2020
KPMG CORPORATE FINANCE LLC
January 30, 2013 - January 23, 2019
KPMG CORPORATE FINANCE LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
(8/10/2022)
Exams
Series 82TO
Date: 10/11/2022
Limited Representative-Private Securities OfferingsFINRA
Current Firm
KPMG CORPORATE FINANCE LLC
CRD#: 103973 / SEC#: , 8-52462
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
