Shawn P. Terrell

DENTIST EXIT PLANNING

Windsor Heights, IA 50324

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CRD#: 5962224

Professional summary

Shawn P Terrell, who also goes by Shawn Patrick Terrell, is a registered financial advisor currently at DENTIST EXIT PLANNING located in Windsor Heights, Iowa.

Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Shawn has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shawn Patrick Terrell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Group Benefits Limited Broker-Offer Individual and Group Health and Dental Insurance through Group Benefits Limited. Start: 03/15/2013 Address: Group Benefits Limited: 12006 Ridgemont Drive Urbandale, IA 50323 4 bus hrs per month Investment related 2. Disability Resource Group Broker-Provide disability insurance solutions for my clients. Start: 07/01/2014 Address: 2625 West Peterson Avenue; Chicago, IL; 60659 10 bus hrs per month Investment related 3. Principal Disability Insurance-Broker directly with Principal to quote and write their disability insurance product. Start: 05/17/2016 Address: 711 High Street Des Moines, IA; 50392 10 bus hrs per month Investment related 4. Mass Mutual Brokerage-Broker contract with Mass Mutual brokerage Start: 01/23/2018 Address: 100 S. Fifth Street Suite 2300; Minneapolis, MN; 55402 5 bus hrs per month Investment related 5. Book Author-Author of "The Professional Practice Trap, Start: 08/14/2020 Address: 12345 University Ave. Clive, IA; 50325 4 total hours per month 4 during securities trading hours Not investment related Less than 10% annual compensation

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn P Terrell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2021 - Present

DENTIST EXIT PLANNING

Office #1: 6500 University Avenue Suite 100, Windsor Heights, IA 50324

RIA

CRD#: 313984

Windsor Heights, IA

Past

November 9, 2011 - June 17, 2021

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

CLIVE, IA

Past

August 19, 2011 - June 17, 2021

PARK AVENUE SECURITIES LLC

CRD#: 46173

CLIVE, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(6/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/13/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/9/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/27/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/18/2011

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DENTIST EXIT PLANNING

DENTIST EXIT PLANNING | TERRELL ADVISORS, LLC

CRD#: 313984 / SEC#:

Iowa

Registered Investment Advisory firm - (4/30/2021 Approved)

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Contact information

Main Address

6500 University Avenue Suite 100, Windsor Heights, IA 50324

Mailing Address

Phone number

(515) 423-0671

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 5,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Shawn P. Terrell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn P Terrell's CRS (Customer Relationship Summary).

Certified licenses

Experience

DENTIST EXIT PLANNING

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/13/2011

Series 63

Date: 9/9/2011

SIE

Date: 10/1/2018

Series 7

Date: 7/27/2018

Series 6

Date: 8/18/2011

Current Firm

DENTIST EXIT PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DENTIST EXIT PLANNING

TRUST BUT VERIFY

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