Julia K. Muni
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julia Katherine Muni, who also goes by Julia K Barry, Julia Katherine Barry, Julia Katherine Muni, was a registered financial professional .
Julia is a previously registered financial professional and started their career in finance in 2014. Julia had worked at 3 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2022 - August 14, 2023
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
July 7, 2022 - May 21, 2024
BOFA SECURITIES, INC.
April 8, 2014 - July 8, 2022
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD#: 16139 / SEC#: , 8-33359
Contact information
Documents
Disclosures
| Regulatory Event | 55 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
