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Joshua Ekola

Joshua Ekola

SUMMIT GLOBAL INVESTMENTS | Financial Professional
Centerville, OH 45458
Some features on this profile are disabled
CRD#: 5961731
Joshua Ekola

Professional summary

Joshua Ekola is a registered financial advisor currently at SUMMIT GLOBAL INVESTMENTS, LLC located in Centerville, Ohio.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Joshua has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." OUTDOOR TRACKER SYSTEMS /NO/ 2200 S OXFORD AVE SIOUX FALLS, SD 57106/937-867-1890 /SHAREHOLDER / 09/2011 / CO MAKES HUNBER SEFTEY DEVICE THAT HANGS ON CAR WINDOW / OWNER OF 5% OF SHARES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Ekola's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 2, 2024 - Present

SUMMIT GLOBAL INVESTMENTS, LLC

Office #1: 60 Rhoads Cener Drive Suite D, Centerville, OH 45458
RIA
CRD#: 157091
Centerville, OH
Past

January 6, 2012 - September 26, 2023

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
MORAINE, OH
Past

January 6, 2012 - September 26, 2023

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
MORAINE, OH
Past

September 23, 2011 - January 6, 2012

INVESTMENT ADVISORS INTERNATIONAL, INC.

RIA
CRD#: 139233
DAYTON, OH
Past

August 2, 2011 - January 6, 2012

WORLD GROUP SECURITIES, INC.

BD
CRD#: 114473
DAYTON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SG
SUMMIT GLOBAL INVESTMENTS, LLC
HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS

CRD#: 157091 / SEC#: 801-76631

RIA
Registered Investment Advisory firm - (5/10/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(2/7/2025)
IAR
Ohio
(1/2/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/2/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/19/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 8/1/2011
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 5/11/2012
Investment Company Products/Variable Contracts Principal Examination

Current Firm

SG
SUMMIT GLOBAL INVESTMENTS, LLC
HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS

CRD#: 157091 / SEC#: 801-76631

RIA
Registered Investment Advisory firm - (5/10/2012 Approved)
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Contact information

Main Address
620 South Main Street, Bountiful, UT 84010
Mailing Address
620 South Main Street, Bountiful, UT 84010
Phone number
(888) 251-4847
Established
Firm type
Fiscal year end
# of Employees
32

SEC notice filing (43 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SGI BROCHURE (9/15/2025)
SGI BROCHURE (5/21/2025)

Regulatory assets under management

Total Number of Accounts6,923
AUM (Assets Under Management)$ 1,921,141,101

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SUMMIT GLOBAL INVESTMENTS, LLC

Financial ProfessionalCRD#: 157091Centerville, OH 45458

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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