Derrick W. Beckwith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Derrick W Beckwith, who also goes by Derrick William Beckwith, Derrick Beckwith, was a registered financial professional .
Derrick is a previously registered financial professional and started their career in finance in 2011. Derrick had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2020 - October 26, 2024
EASTERLY SECURITIES LLC
July 11, 2019 - July 27, 2020
MORGAN STANLEY
June 19, 2019 - July 27, 2020
MORGAN STANLEY
July 5, 2018 - April 26, 2019
TRIVE NEW YORK LLC
August 3, 2016 - June 11, 2018
ALPHAMAX DISTRIBUTORS, L.L.C.
July 1, 2013 - August 12, 2016
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
August 31, 2011 - December 9, 2011
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EASTERLY SECURITIES LLC
CRD#: 281103 / SEC#: , 8-69661
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EASTERLY ASSET MANAGEMENT OPERATIONS LLC | SOLE AND MANAGING MEMBER | |
| JULIANO JR, PHILIP L | CHIEF EXECUTIVE OFFICER | 4781008 |
| JUSTER, KENNETH G | CHIEF LEGAL OFFICER | 4788250 |
| MONTAGUE, MICHAEL | CHIEF FINANCIAL OFFICER | 5121305 |
| SMITH, ELIZABETH ANNE | FINOP | 1960549 |
| SOMERS, DAVID MICHAEL II | CHIEF COMPLIANCE OFFICER | 4413478 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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