Rustin R. Pulver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rustin Reed Pulver, who also goes by Rustin R Pulver, Rustin Pulver, was a registered financial professional .
Rustin is a previously registered financial professional and started their career in finance in 2011. Rustin had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2016 - October 7, 2016
EDELMAN FINANCIAL ENGINES
January 14, 2015 - March 28, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 13, 2015 - March 28, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 28, 2014 - July 2, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 5, 2012 - September 7, 2012
MORGAN STANLEY
October 4, 2011 - December 22, 2011
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,552,934 |
| AUM (Assets Under Management) | $ 292,902,969,770 |
Red Flags
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