Kevin Pellegrini

WEST PINE 43 LLC

WEST PALM BEACH, FL 33401

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CRD#: 5960070

Professional summary

Kevin Pellegrini is a registered financial advisor currently at WEST PINE 43 LLC located in West Palm Beach, Florida.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Kevin has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BUTTONWOOD SELECT OPPORTUNITIES MANAGEMENT ASSOCIATES LLC C/O JOSEPH GUNNAR & CO., LLC AT 30 BROAD ST, 11TH FL, NY, NY 10004. GENERAL PARTNER OF THE JGUN AFFILIATED BUTTONWOOD FUNDS AS A NON-VOTING PASSIVE MEMBER SINCE 06/2019. 0 HOURS/WK IN THIS INVESTMENT RELATED BUSINESS. DUTIES ARE PASSIVE BUT THERE IS THE POTENTIAL OF EARNING COMPENSATION ON A CONTINGENT BASIS AT THE DISCRETION OF THE MANAGING MEMBERS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Pellegrini's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 6, 2023 - Present

WEST PINE 43 LLC

Office #1: 515 North Flagler Drive Suite 350, West Palm Beach, FL 33401

RIA

CRD#: 326789

WEST PALM BEACH, FL

Past

July 6, 2018 - June 23, 2023

JOSEPH GUNNAR & CO. LLC

RIA

CRD#: 24795

NEW YORK, NY

Past

June 29, 2018 - June 23, 2023

JOSEPH GUNNAR & CO. LLC

CRD#: 24795

NEW YORK, NY

Past

June 2, 2017 - July 6, 2018

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

NEW YORK, NY

Past

April 19, 2016 - July 6, 2018

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

October 2, 2014 - May 4, 2016

COLUMBUS ADVISORY GROUP, LTD.

CRD#: 126331

NEW YORK, NY

Past

July 2, 2014 - October 1, 2014

LEGEND SECURITIES, INC.

CRD#: 44952

GREAT NECK, NY

Past

May 30, 2014 - July 22, 2014

LAIDLAW & COMPANY (UK) LTD.

CRD#: 119037

NEW YORK, NY

Past

February 11, 2013 - June 3, 2014

JOSEPH GUNNAR & CO. LLC

CRD#: 24795

NEW YORK, NY

Past

June 13, 2012 - February 14, 2013

NATIONAL SECURITIES CORPORATION

CRD#: 7569

MELVILLE, NY

Past

April 13, 2012 - June 18, 2012

AEGIS CAPITAL CORP.

CRD#: 15007

MELVILLE, NY

Past

September 16, 2011 - December 14, 2011

JOHN THOMAS FINANCIAL

CRD#: 40982

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/7/2024)

IAR

New York
(6/6/2023)

IAR

Texas
(5/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/30/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/14/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/15/2011

General Securities Representative Examination

Current Firm

WEST PINE 43 LLC

WEST PINE 43 LLC | WEST PINE 43, LLC

CRD#: 326789 / SEC#: 801-128095

RIA

Registered Investment Advisory firm - (9/19/2023 Terminated)

Florida

Registered Investment Advisory firm - (4/7/2024 Approved)

New York

Registered Investment Advisory firm - (9/15/2023 Approved)

Texas

Registered Investment Advisory firm - (5/2/2024 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

515 North Flagler Drive Suite 350, West Palm Beach, FL 33401

Mailing Address

Phone number

(212) 970-0043

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	62
AUM (Assets Under Management)	$ 22,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin Pellegrini

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Pellegrini's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOSEPH GUNNAR & CO. LLC

JOSEPH GUNNAR & CO. LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

COLUMBUS ADVISORY GROUP, LTD.

LEGEND SECURITIES, INC.

LAIDLAW & COMPANY (UK) LTD.

JOSEPH GUNNAR & CO. LLC

NATIONAL SECURITIES CORPORATION

AEGIS CAPITAL CORP.

JOHN THOMAS FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 5/30/2017

Series 63

Date: 11/14/2011

SIE

Date: 10/1/2018

Series 7

Date: 9/15/2011

Current Firm

WEST PINE 43 LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEST PINE 43 LLC

TRUST BUT VERIFY

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