Lindsey S. Mcgrandy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lindsey Samantha Mcgrandy, who also goes by L Samantha Mcgrandy, was a registered financial professional .
Lindsey is a previously registered financial professional and started their career in finance in 2012. Lindsey had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2017 - February 25, 2020
GP NURMENKARI INC.
December 10, 2014 - December 23, 2016
KATALYST SECURITIES LLC
June 10, 2013 - December 31, 2014
EDI FINANCIAL, INC.
October 26, 2012 - June 12, 2013
ALLIED BEACON PARTNERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GP NURMENKARI INC.
CRD#: 153480 / SEC#: , 8-68538
Contact information
FINRA licenses (19 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
