Daniel D. Walker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel David Walker was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2011. Daniel had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2019 - May 3, 2024
BRIDGES INVESTMENT MANAGEMENT INC
March 30, 2017 - April 30, 2019
WEITZ INVESTMENT MANAGEMENT, INC.
July 16, 2015 - September 18, 2017
WEITZ SECURITIES, INC.
February 23, 2012 - June 18, 2015
HEARTLAND ADVISORS, INC.
November 5, 2011 - June 25, 2015
ALPS DISTRIBUTORS, INC.
Primary Firm SEC Registration
BRIDGES INVESTMENT MANAGEMENT INC
CRD#: 108028 / SEC#: 801-57056
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRIDGES INVESTMENT MANAGEMENT INC
CRD#: 108028 / SEC#: 801-57056
Contact information
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,870 |
| AUM (Assets Under Management) | $ 10,380,538,213 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/13/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 10/27/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
