QB
Quincy L. Baynes
BAYNES FINANCIAL LLC
RANCHO CUCAMONGA, CA 91730
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CRD#: 5959936
QB
Professional summary
Quincy Linden Baynes, who also goes by Quincy Baynes, is a registered financial advisor currently at BAYNES FINANCIAL LLC located in Rancho Cucamonga, California.
Quincy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Quincy has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Quincy Baynes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Baynes Financial and Insurance Solutions LLC. - (Insurance Agency) 06/24 - Present - Owner/insurance Agent - He will offer Clients services from this business activity. As an insurance agent, he may receive separate yet typical compensation. The business is not investment related but is related to the insurance industry. I spend about 50% of my time on this business. 9431 Haven Ave Suite 213 Rancho Cucamonga, CA 91730 These practices represent conflicts of interest because it gives an incentive to recommend products based on the commission amount received. This conflict is mitigated by disclosures, procedures and the firm's fiduciary obligation to place the best interest of the Client first and the Clients are not required to purchase any products. Clients have the option to purchase these products through another insurance agent of their choosing. Retire on Purpose Financial Services Corp. - "A company set up to sell my books. These books are general finance books" 06/24 - Present - Author - I work on it about 5 hours a month, 0 of which is during SEC trading hours. A website and blog are maintained for the sale of these books at Retireonpurpose.com. 9431 Haven Ave Suite 213 Rancho Cucamonga, CA 91730 Infinite Success Blueprint - "A book on personal development" 11/18 - Present - Author - The book is not investment related and I work on it about 5 hours a month, 0 of which is during SEC trading hours. 9431 Haven Ave Suite 213 Rancho Cucamonga, CA 91730
CRS (Client Relationship Summary) - RIA
Click below to view Quincy Linden Baynes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 22, 2020 - Present
BAYNES FINANCIAL LLC
Office #1: 9431 Haven Ave Suite 213, Rancho Cucamonga, CA 91730RIA
CRD#: 307768
RANCHO CUCAMONGA, CA
Past
August 27, 2012 - January 2, 2020
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
BREA, CA
Past
January 6, 2012 - January 2, 2020
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
BREA, CA
Past
September 26, 2011 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
ANAHEIM, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/22/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
BF
BAYNES FINANCIAL LLC
BAYNES FINANCIAL LLC | EMPOWER FINANCIAL WEALTH MANAGEMENT LLC
CRD#: 307768 / SEC#:
California
Registered Investment Advisory firm - (4/22/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9431 Haven Ave Suite 213, Rancho Cucamonga, CA 91730
Mailing Address
Phone number
(909) 330-1400
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 3,269,054 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
