Adam D. Olson
MUTUAL OF OMAHA INVESTOR SERVICES
O'neill, NE 68763
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CRD#: 5959908
Professional summary
Adam D Olson, CFP® is a registered financial advisor currently at MUTUAL OF OMAHA INVESTOR SERVICES, INC. located in O'neill, Nebraska.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Adam has worked at 1 firm and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1/3 PARTNER IN REISER INSURANCE GROUP. PROPERTY AND CAUSUALTY AGENCY IN ONEILL, NE. I BECAME A PARTNER 1-1-14 IN THIS GROUP AND SPEND 10-20 HOURS A WEEK DOING BUSINESS RELATED TO THIS COMPANY. I WORK AS A SALES AGENT FOR HOME AUTO AND FARM COVERAGE. ALSO WORK AS A MANAGING PARTNER.
DBA: Reiser Insurance (use on building signage)
DBA Name: REISER INSURANCE GROUP
217 S 4TH ST, O'NEILL, NE 68763
(402) 336-1983
DBA Name: REISER WEALTH MANAGEMENT LLC.
CAM Holdings LLC, Used for a holding for a commercial building.
Board Member; Oasis Counseling International; Start date: 11/19/2015; Non-Investment related; I vote on Grants and provide business guidance; No Check writing ability; approximately 1 hour per month is spent on this board
Board Member: Faith Regional Health Services; Start Date: 3-1-22: Non-Investment related; I help with the overall objective of running the hospital; No check writing ability; Approximately 1 hour per month is spend on this board.
Author; 21 Things you need to know about Money; Publish Date: 5-1-19; General Financial Planning topics, personal financial topics; Reviewed and approved by compliance on 05/26/2019.
Author; What's your plan; Publish date: 2-28-21; General Financial Planning topics, personal financial topics; Reviewed and approved by compliance on 02/10/2021.
Seminar Speaker: Get Your Money Right & RedZone Retirement Planning Process; Updated Start Date: 09/03/2025; Investment Related; Teaching Financial Literacy Class & Retirement Planning Process; Presentation submitted/approved through Compliance; Approximately 6 hours per month.
Insurance Agent; Start Date: 9/27/2011; Non-Investment Related; Insurance lines: Health, Life, and Annuity, Dental, Vision; Approximately 40 hours per month.
Four Sons Acres LLC, Farming operation 3-20-25. Non investment related, custom farming operation. Minimal time 2-4 hours per month. Not a active job.
Portal Real Estate LLC, 2025. Passive real estate investment, property in Omaha NE.
YouTube - income generated from views on channel
Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1 hour per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services.
CRS (Client Relationship Summary) - RIA
Click below to view Adam D Olson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Adam D Olson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
January 10, 2012 - Present
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Office #1: 217 S 4th St, O'neill, NE 68763Office #2: 2006 Market Lane, Norfolk, NE 68701RIA
BD
CRD#: 611
O'neill, NE
Current
September 28, 2011 - Present
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Office #1: 217 S 4th St, O'neill, NE 68763Office #2: 2006 Market Lane, Norfolk, NE 68701RIA
BD
CRD#: 611
O'neill, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MOFA | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | MUTUAL OF OMAHA FUND MANAGEMENT COMPANY | MUTUAL OF OMAHA FINANCIAL ADVISORS | MUTUAL OF OMAHA ADVISORS | MOIS
CRD#: 611 / SEC#: 801-61332, 8-47290
RIA
Registered Investment Advisory firm - SEC (7/30/2002 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/25/2023)
RR
Arkansas(8/4/2023)
RR
California(5/8/2023)
RR
Colorado(6/21/2023)
RR
Florida(4/9/2024)
RR
Idaho(6/12/2024)
RR
Illinois(8/26/2021)
RR
Iowa(5/26/2016)
RR
Kansas(7/6/2017)
RR
Minnesota(7/3/2018)
RR
Missouri(6/18/2025)
RR
Nebraska(9/28/2011)
IAR
Nebraska(1/10/2012)
RR
Ohio(2/24/2021)
RR
Oklahoma(2/20/2024)
RR
Pennsylvania(9/4/2025)
RR
South Carolina(6/20/2023)
RR
South Dakota(5/26/2016)
RR
Tennessee(8/27/2024)
RR
Texas(5/27/2016)
RR
Utah(2/9/2022)
RR
Virginia(6/16/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/9/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MOFA | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | MUTUAL OF OMAHA FUND MANAGEMENT COMPANY | MUTUAL OF OMAHA FINANCIAL ADVISORS | MUTUAL OF OMAHA ADVISORS | MOIS
CRD#: 611 / SEC#: 801-61332, 8-47290
RIA
Registered Investment Advisory firm - SEC (7/30/2002 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020
Mailing Address
3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020
Phone number
(402) 351-3102
Established
Nebraska since 09/01/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
277
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 116 |
| AUM (Assets Under Management) | $ 24,355,321 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
| Bond | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
