Nicholas A. Lore
Professional summary
Nicholas A Lore, who also goes by Nicholas A Lore, Nicholas Anthony Lore, Nicholas Lore, is a registered financial professional currently at ALT FUND DISTRIBUTORS LLC located in New York, New York.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2019. Nicholas has worked at 3 firms and has passed the Series 63, Series 31, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas A Lore's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2024 - Present
ALT FUND DISTRIBUTORS LLC
Office #1: 140 East 45th Street Suite 15 B, New York, NY 10017April 11, 2023 - October 28, 2024
FORESIDE FUND SERVICES, LLC
February 18, 2020 - March 22, 2023
ALT FUND DISTRIBUTORS LLC
January 23, 2019 - June 21, 2019
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/1/2024)
(11/1/2024)
Exams
Series 7TO
Date: 1/23/2019
General Securities Representative ExaminationFINRA
Current Firm
ALT FUND DISTRIBUTORS LLC
CRD#: 146547 / SEC#: , 8-67829
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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